As indicated in various surveys, the American public strongly believes
that toxic industrial chemicals pose a significant threat to human health
(4). Communities such as Love Canal, Times Beach, and Bhopal provided
well-publicized indications that past industrial practices may indeed be
harmful. There may be hundreds of thousands of sites where hazardous wastes
were dumped, without controls, in the past. Of concern here are the worst
of these, the Superfund sites. These sites are designated by the U.S. Environmental
Protection Agency (EPA) under the Superfund Act, known formally as the Comprehensive
Environmental Response, Compensation, and Liability Act (CERCLA), enacted
in 1980 (5). The issues Superfund and its amendments were designed
to address are as follows: 1) Are there dangerous hazardous waste sites?
2) If there are dangerous hazardous waste sites, how can the risks to the
surrounding communities from these sites be minimized? 3) How should the
most dangerous sites be remediated (cleaned up)? 4) Who should remediate
the sites? 5) Who should pay for remediation? This commentary concentrates
on the first two questions.
More than 30,000 hazardous waste sites have been identified under Superfund.
The EPA has conducted at least preliminary assessments for most to reduce
the number of sites requiring the most serious attention to slightly less
than 1200. This shorter list is the National Priority List (NPL). These
few sites are known to the general public as Superfund sites.
In an attempt to ensure that the first question above would be addressed,
Congress, in the Superfund Act, created the Agency for Toxic Substances
and Disease Registry (ATSDR) within the Public Health Service. Thus the
law separated the public health component concerning hazardous waste sites
from the regulatory agency EPA. The 1986 Superfund Amendments and Reauthorization
Act (SARA) passed in the wake of the tragedy at Bhopal, India, better defined
ATSDR's role. The ATSDR must conduct public health assessments for sites
on EPA's NPL, list the chemicals commonly found at sites, classify these
chemicals based on hazards posed, publish summaries of the toxicological
data available for each priority chemical, and investigate the effects of
exposure to the toxic agents at hazardous waste sites.
After 10 years of experience with Superfund, all parties involved express
intense dissatisfaction. Many communities believe the cleanup process is
inadequate and too slow. Industry often agrees that the process is too slow,
but counters that remediation requirements and costs are excessive. Both
groups argue that billions of dollars have been spent under Superfund with
little effect. Independent observers agree. The U.S. Office of Technology
Assessment (OTA) has noted inordinate expenditures for transaction costs
involved in identifying the perpetrators at these sites (the potentially
responsible parties) and negotiating with or prosecuting them to ensure
that the potentially responsible parties pay. These funds otherwise could
have been allocated directly to remediation (6).
At this point it is worth remembering the purpose of Superfund. Do any
hazardous waste sites pose a human health risk? A committee on environmental
epidemiology appointed by the National Research Council (NRC) found sufficient
evidence that hazardous wastes have produced serious health effects in some
populations (7). More specifically, the U.S. General Accounting Office
(GAO) last year evaluated ATSDR's health assessments (8). The poor
quality that was found related in large part to the extreme time constraints
for completion of the reports. Nevertheless, GAO noted that ATSDR had no
formal plans to reevaluate past assessments and had no procedure for outside,
independent review of their health assessments (8).
The battle against cigarette smoking stands in stark contrast to the
lack of progress in reducing the threats posed by Superfund sites. Although
cigarette smoking still remains a substantial public health threat, it also
can be seen as a U.S. public health success story. Today, almost half of
all U.S. adults who ever smoked have quit. Because the rate of smoking has
decreased, it is estimated that by the year 2000 nearly 3 million lives
will have been saved (9).
As obvious as the link between disease and smoking is today, additional
risks associated with smoking continue to be identified. In the process
of establishing the health risks of either exposure to cigarette smoke or
to hazardous wastes, two primary sources of evidence are used: animal bioassays
and epidemiology. Industries that benefited from uncontrolled dumping of
waste insist that traditional epidemiology must be used to conclusively
prove the risks of exposure before hazardous waste sites are remediated.
Here we compare exposure to cigarette smoke and exposure to hazardous wastes.
Through the comparison, the difficulties of obtaining such epidemiological
proof in cases of exposure at Superfund sites will become more clear. For
example, although the number of persons exposed involuntarily to tobacco
smoke is quite large, only a few thousand persons face potential exposure
at any one Superfund site. Nevertheless, the total number at possible risk
from all Superfund sites exceeds 40 million (7).
Difficulties of proof are compounded by the fact that exposure to either
tobacco smoke or toxic waste involves exposure to complex mixtures. Considered
one by one, many of the individual constituent chemicals are known to cause
many adverse health effects. In addition, many of the adverse effects that
could be expected from these complex mixtures often are relatively common
conditions in the general population. Thus, the high background rates of
disease further compound the difficulty of distinguishing effects in the
exposed population. At present, management of the risks posed by cigarette
smoking differs greatly from the management of the risks posed by the most
dangerous hazardous waste sites. We argue that the response of public health
authorities, to a certain extent, should be similar in both situations.
Problems in Identifying Risks. As noted above, evidence from human studies
(epidemiology) and animal tests (bioassays) can be used to identify health
risks. The Surgeon General's 1986 report on involuntary smoking, the passive
exposure of nonsmokers to cigarette smoke produced by others, recounts the
available health-risk evidence (10). Cigarette smoke (mainstream
and sidestream) has been shown to be carcinogenic in bioassays. Many individual
constituents of cigarette smoke are carcinogenic. Epidemiological studies
of smokers also provide evidence of carcinogenicity as well as other adverse
health effects. Finally, in his introduction to the 1986 report, the Surgeon
General noted that this type of evidence is usually the most that is ever
available to assess the risk of human exposure to carcinogens. The case
of involuntary smoking, however, is a rare circumstance where there also
is epidemiological evidence of carcinogenesis in those exposed to very low
doses (10).
In 1989, ATSDR sponsored a conference on traditional methods of tracing
adverse effects in human populations back to low-level exposures to chemical
agents. A series of papers published in 1990 in the American Journal
of Epidemiology (11) considered the identification of causes
of cancer clusters. Most of these papers recounted, either historically
or analytically, the lack of success in such investigations. For example,
in a relatively small community of 5000 persons, it would take at least
an 8-fold increase in relative risk for a potentially hazardous exposure
to be found statistically significant at a 99% level of confidence (12).
In contrast, the relative risk of lung cancer from involuntary smoking has
been indicated in epidemiological studies to be between 1.2 and 2 (7).
More than 1 million persons have been studied to help identify, at a statistically
significant level, the risk of involuntary smoking.
The total number of persons who are at potential risk of exposure from
improperly disposed hazardous waste also is large. The EPA has estimated
that nearly 4 million persons live within a mile of the current Superfund
sites. More than 41 million live within 4 miles of Superfund sites (6),
but the population close to any one of the more than 1000 sites tends to
be small. The difficulty implicit in studying small populations could be
overcome. If information on each site were available in sufficient detail,
populations from exposed communities could be aggregated or compared. Unfortunately,
the data that would help determine the multiple sites for which similar
effects could be anticipated do not yet exist (7).
Another issue relating to the availability of evidence is the determination
of exposure. To identify and confirm that a relationship exists between
a specific exposure and subsequent development of disease, there must be
a measurement or estimate of exposure. In the case of exposure to tobacco
smoke, even involuntary smokers are usually aware when they are exposed.
Although exposures in past years are difficult to reconstruct, a nonsmoker
is still likely to remember the smoking habits of a parent or spouse. In
the case of hazardous waste sites, however, it is extremely difficult to
reconstruct the past exposures of each individual living near the site.
Instead, often the erroneous assumption must be made that all individuals
in the community had identical exposures (7).
Current exposure is more easily assessed. Unfortunately, health assessments
tend to be based on data initially gathered for purposes related to technical
considerations of remediation, such as environmental engineering. (6).
Therefore, contravening the intent of Congress in creating ATSDR, the scientific
database to date is truly inadequate for the purposes of determining the
effects of exposure to hazardous waste sites on human health. The process
of gathering information has not yet been designed to adequately address
public health concerns (7).
Still more problems in gathering evidence on the effects of hazardous
waste exposure relate to the politicized nature of exposure. The anger is
well captured in the acronym used to characterize thousands of community
groups: NIMBY--not in my backyard! On one hand, academicians warn of recall
bias within the context of studying hazardous waste sites (7). For
example, individuals who fear that they have been exposed to toxic agents
are in many cases more likely to recount past health problems than others
who do not believe they have faced any extraordinary risks. Recall bias
may therefore lead to an overstatement of effects.
On the other hand, public awareness of potential exposure may have the
opposite effect. Community groups often can be quite hostile to governmental
agencies, and community organizers may counsel against cooperation with
ATSDR, preferring studies more under community control and preferring action
without delay. Many groups are aware that data used in exposure assessments
are generated mostly by the potentially responsible parties: those who are
thought to have dumped the waste at the site. Health assessments, by definition,
are conducted by ATSDR, an agency separate from the one that supervises
remediation, EPA. Time spent cooperating with investigating scientists is
seen as less fruitful than time spent in bringing pressure to bear upon
regulators (13).
Public health agencies traditionally have had difficulty in connecting
health effects to environmental exposures, so much so that "departments
of public health have become departments of public reassurance" (14).
As in the case of ATSDR, health agencies, usually separate from regulatory
and enforcement agencies, often cannot effectively redress problems they
may detect. This is not to say that health agencies are isolated from political
concerns, however. Any agency whose actions result in depressed real estate
prices or calls for increased expenditures will likely suffer in the next
election or budget cycle. In ATSDR's case, not only is its budget subject
to the vagaries of the legislative process, but its funding also must be
funneled through EPA.
Furthermore, community organizers are aware that several techniques can
be used not to find health problems (15). Considering the
small groups of exposed persons and inadequately defined exposures characteristic
of community problems, a traditional epidemiological study would be a relatively
insensitive method to detect potential health effects. A less-than-careful
choice of the control and exposed groups would further minimize the chances
of finding positive results. Noting the possibility of differences in lifestyle
factors, such as smoking, between the exposed and nonexposed group can be
used to explain any differences that might be found (14).
Those exposed to tobacco smoke and those exposed to hazardous wastes
are confronted by exposure to a veritable toxic soup. In each situation
there is exposure to a multitude of chemicals. Some of the chemicals may
be well characterized in terms of health effects, but most are not. Several
thousand compounds can be found in tobacco smoke. (Table 1 illustrates the
growth in our knowledge of the individual compounds present in cigarette
smoke.) Similarly, some Superfund sites are known to contain as many as
600 different compounds (6). Notably, many of the hazardous chemicals
found in the wastes of industrial processes also are found in cigarette
smoke, as Table 2 illustrates.


Cigarette smoking has been linked to a number of health effects: lung,
laryngeal, oral, esophageal, bladder, kidney, pancreatic, stomach, cervical,
and endometrial cancers; heart disease; stroke; vascular disease; chronic
obstructive pulmonary disease; low birthweight infants; and peptic ulcers
(3). Considering the large number of compounds in cigarette smoke
(Table 1), the number of different effects should not be surprising. But
individual constituents of cigarette smoke also have been identified as
likely causes for several conditions. For example, 4-(methylnitrosoamino)-1-(3-pyridyl)-1-butanone
is thought to play a role in causing cancer of the oral cavity, larynx,
lung, and pancreas (3).
The effects caused by cigarette smoke or exposure to other chemical mixtures
often are otherwise relatively common occurrences. For example, elevated
rates of cancer and poor birth outcomes are the most commonly reported effects
linked to hazardous waste exposure. However, one-third of all people in
the USA are expected to develop cancer, and as many as one-fourth of all
pregnancies end in spontaneous abortions (7). Unfortunately, one
factor for determining whether an investigation of a community exposure
might be worthwhile is the uniqueness of the disease studied. The disease
should be one "for which a unique and detectable class of agents has
been responsible in the past. . . ." (12). The only human carcinogen
to be discovered by a community study had this characteristic. The inhabitants
of several small Turkish villages suffered from an extraordinarily high
rate of mesothelioma, with a relative risk of 9000. An investigation of
this area revealed that the townspeople were exposed to erionite, a locally
occurring mineral similar to asbestos (12).
Table 3 illustrates some of the effects found in animals and/or humans
after exposure to various substances. These metals, aromatic hydrocarbons,
halogenated hydrocarbons, and ketones are commonly found in Superfund sites
and also are present in cigarette smoke. Each individual toxin can affect
more than one organ system. For example, lead is a suspected carcinogen,
but it also affects the fetus, liver, kidney, brain, immune system, hematopoietic
system, and heart. In addition, any one effect can be traced back to several
compounds.

Problems in Managing Risks. It is ironic that in 1979, the Secretary
of Health, Education and Welfare perceived environmental health hazards
to be easier to control than cigarette smoking (16: iii):
Cigarette smoking, after all, is not like most other environmental hazards.
It cannot be curbed simply through massive public and private expenditures.
. . . Cigarette smoking is not subject to the same kinds of governmental
regulation and control that are now used, for example, to check the emission
of toxic substances into the environment.
The ensuing decade has yielded many indications that environmental health
hazards are not necessarily easier to control than smoking. Indeed, the
1986 Surgeon General's report on involuntary smoking has a different tone
(10: xi-xii):
[the report] . . . clearly documents that nonsmokers are placed at increased
risk for developing disease as the result of exposure to environmental tobacco
smoke. Critics often express that more research is required, that certain
studies are flawed, or that we should delay action until more conclusive
proof is produced. As both a physician and a public health official, it
is my judgment that the time for delay is past; measures to protect the
public health are required now.
There also has been a recognition that cleanup of hazardous waste sites
is needed to protect human health. In 1990, the U.S. Department of Health
and Human Services published Healthy People 2000: National Health Promotion
and Disease Prevention Objectives, a nearly 700-page report that was
the product of more than 300 organizations with extensive review and public
comment (9). In this report, one of the goals for promoting environmental
health is to eliminate significant health risks posed by Superfund sites.
The report states that the objective of site remediation should be to eliminate
any immediate or otherwise significant health threats that have been specified
in the health assessments of each site (9).
From the perspective of prevention, society has decided to minimize the
risks associated with smoking by encouraging smokers to quit and by limiting
circumstances where they can smoke. Government has not found it necessary
to conduct risk assessments and cost-benefit analyses comparing various
levels of exposures, to nonfiltered smoke, filtered smoke, and different
amounts of tar, for example, in order to conclude that smoking cessation
is the most efficient method for ameliorating the effects of exposure to
cigarette smoke. Similarly, persons exposed to hazardous waste should be
protected from exposure. Once exposure has been verified, further risk assessment
is unnecessary.
Over the past decade, a superstructure has evolved to evaluate risks
posed by hazardous waste sites and to supervise remediation of Superfund
sites--those sites that have been determined to pose unreasonable risks.
Millions of dollars have been spent in ineffective or insufficient cleanup
activities. Millions more have been spent in transaction costs (e.g., enforcement
costs). A more efficient alternative is to first identify the extent of
current exposure and then to prevent further exposure. Unfortunately, study
after study reveals that the Superfund program has so far succeeded at neither
(6-8).
Many neighbors of Superfund sites should be considered in the same manner
as involuntary smokers. These residents may be exposed to a mixture of known
toxic agents, similar in many respects to the mixture that is in cigarette
smoke. The role of public health agencies should be to identify those persons
exposed to the compounds of concern. Having done so, the role of the regulatory
agencies should be to eliminate the source of exposure or to relocate those
persons exposed. No further assessment of the health risks is needed.