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Research Article
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| Community-Based Randomized Double-Blind Study of Gastrointestinal Effect and Copper Exposure in Drinking Water Magdalena Araya, Manuel Olivares, Fernando Pizarro, Adolfo Llanos, Guillermo Figueroa, and Ricardo Uauy Institute of Nutrition and Food Technology, University of Chile, Santiago, Chile Abstract We assessed gastrointestinal effects in 1,365 adults exposed to either < 0.01 (controls) , 2, 4, or 6 mg copper/L of drinking water for 2 months in a randomized, double-blind community-based study. The risk of symptoms increased with increasing Cu exposure and decreased with time. The best model by counting-process analysis included Cu concentration and sex. The risk of symptoms remained significantly higher in women than in men during weeks 1-4 for all concentrations tested ; at week 1 comparison with the < 0.01-mg/L group showed that differences became significant in women at 4 mg/L [relative risk (RR) = 1.53 ; 95% confidence interval (CI) , 1.02-2.05) , and in men at 6 mg/L (RR = 1.9 ; 95% CI, 1.02-2.79) . At week 2 for men and week 4 in women, the Cu concentration required to obtain significant differences on symptom report was > 6 mg Cu/L. We conclude that exposure to Cu in drinking water results in gastrointestinal symptoms, which are modulated by Cu concentration, time, and sex. Key words: adults, copper, drinking water, exposure, nausea. Environ Health Perspect 112:1068-1073 (2004) . doi:10.1289/ehp.6913 available via http://dx.doi.org/ [Online 31 March 2004] Address correspondence to M. Araya, Institute of Nutrition and Food Technology, Macul 5540, Santiago 11, Chile. Telephone: (56-2) 678-1472. Fax: (56-2) 221-4030. E-mail maraya@uec.inta.uchile.cl We thank the International Technical Advisory Group (ITAG) , and N. Diaz and B. Lyon for their helpful assistance in statistical analyses. This investigation was funded by Corporación Chilena del Cobre (COCHILCO) in the form of an unrestricted grant. At the request of the Chilean Ministry of Health, the Pan American Health Organization (PAHO) formed an ITAG for this study. The ITAG provided advice to the research team on the study protocol, the conduct of the study, and analysis and interpretation of the results. The ITAG drew from a range of technical expertise from North America and Europe. The members of ITAG and PAHO do not necessarily endorse the conclusions of the study ; similarly, participation of these scientific experts in the ITAG does not necessarily imply endorsement of the conclusions by the agencies or institutions of the individual experts. The authors declare they have no competing financial interests. Received 11 December 2003 ; accepted 31 March 2004. |
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Copper is relevant to human nutrition because it is both essential and toxic
depending on the dose and duration of exposure. Ingestion of high Cu doses
induces acute effects in the gastrointestinal tract, mainly in the stomach
(Furukawa and Hatano 1998; Kayashima et al. 1978; Niijima et al. 1987; Wang
and Borison 1951), whereas chronic effects from long-term overexposure results
mainly on Cu accumulation in the liver and liver damage (Bremmer 1998). Reports
of acute Cu intoxication in humans are infrequent (National Research Council
2000; Ross 1955; Spitalny et al. 1984; Wyllie 1957); the possibility that low
Cu concentrations, such as those contained in drinking water, may induce acute
adverse effects in humans was raised in the early 1980s and 1990s and quickly
became a concern of health authorities and regulators. Most natural drinking
waters have Cu concentrations not exceeding a few milligrams per liter; however,
soft, acidic waters, especially when going through new Cu pipes, may deliver
higher amounts of Cu (National Research Council 1980). Anecdotal and accidental
random events where variable concentrations of Cu was related to acute gastrointestinal
symptoms have appeared in the literature (National Research Council 2000; Ross
1955; Spitalny et al. 1984; Wyllie 1957), but the exact responses and their
distribution at a given dose within a population were unknown. The current
World Health Organization (WHO) provisional guideline value for drinking water
of 2 mg Cu/L is based on acute gastrointestinal symptoms that are reversible
in nature (WHO 1993, 2003).
Over the past decade, systematic controlled randomized studies have characterized
the full response to acute Cu exposure in drinking water, defining the first
adverse effect rather than toxic effects (Araya et al. 2001; Olivares et al.
2001; Pizarro et al. 1999). In these studies, clinical assays using controlled
exposure were performed including asymptomatic participants 18-60 years
of age, balanced by sex, who were exposed to a single bolus of different waters
containing Cu sulfate in concentrations ranging from 0.01 to 12 mg Cu/L. The
first and most frequent symptom reported was nausea, which was transient, appearing
mainly within 15 min after ingestion (Araya et al. 2001; Gotteland et al. 2001;
Olivares et al. 2001; Pizarro et al. 1999). The no observed effect level (NOEL)
was 2 mg Cu/L, and the lowest observed adverse effect level (LOAEL) for nausea
was 4 mg Cu/L (Olivares et al. 2001). At testing concentrations of up to 12
mg Cu/L, the authors reported that nearly one-third of the subjects remained
asymptomatic. Vomiting was observed in 11.5% of the study subjects and was
first reported at 6 mg/L, showing a 2-fold increase when the Cu concentration
reached 10-12 mg Cu/L. Diarrhea and abdominal cramps were rare within
the range of concentrations studied (Araya et al. 2001; Gotteland et al. 2001;
Olivares et al. 2001; Pizarro et al. 1999). Using these dose-response
curves and the 95% confidence intervals (CI), the Cu concentration at which
5% of the population would experience nausea was 2.0 mg Cu/L for the crude
initial response and 4.2 mg Cu/L for the nausea response confirmed by repeat
testing (Olivares et al. 2001). Another study emphasizing the interindividual
variability of responses across countries included volunteers from the United
States, Northern Ireland, and Chile. Using the pooled data obtained in the
three countries and statistical significance to define a level, the NOEL and
LOAEL for water were determined to be 4 and 6 mg Cu/L (Araya et al. 2001).
Because an epidemiologic study using natural exposure to Cu in water would
be difficult to carry out, we decided to conduct a controlled exposure study
in a community whose members maintained living conditions as close to real
life as possible.
Materials and Methods
Study design. This randomized, double-blind community intervention
trial was designed to evaluate differences in the report of gastrointestinal
symptoms in subjects exposed during 2 months to Cu concentrations of < 0.01
mg/L [usual Cu concentration in tap water in Santiago, Chile (Troncoso et al.
1997)], 2 mg/L [WHO provisional-guideline-value set in 1998 (WHO 2003)], 4
mg/L [concentration at which gastrointestinal symptoms were significantly increased
in previous controlled clinical trials (Araya et al. 2001; Olivares et al.
2001)], or 6 mg/L [concentration at which vomiting was first reported (Araya
et al. 2001; Olivares et al. 2001)]. Nausea, vomiting, diarrhea, and abdominal
pain were defined outcome variables. The 2-month exposure allowed for assessing
the effect of time, and it was considered safe from potential chronic adverse
effects. Participating families continued living at home, carrying out customary
activities. Daily water consumption and symptoms were recorded in diaries once
a day; therefore, strict relation between time of Cu consumption and appearance
of symptoms was not controlled. One person per household (usually the mother)
ensured that diaries were filled every night. Twelve trained field workers
visited each family every second day, reviewing data recorded and delivering
bottles containing the stock solution to be used for water preparation.

Figure 1. Flow chart showing procedure used to generate
the study groups.
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Two communities were selected in southeastern Santiago on the basis of their
sizes, and all houses were censused, including gathering general information
and identifying potential candidates for the study. Houses in both communities
were built as a group more than 13 years before; they shared the city water
source and all had Cu pipes that had not been modified or changed in the last
5 years. Because the intervention consisted of preparing at home a "test water" to
be consumed by all family members, sample selection was by family, including
population 18 years of age (Figure 1). Exclusion criteria were defined a
priori: a) severe chronic illnesses requiring multiple chronic medication; b)
alcoholism (> 120 mL alcohol/day); c) smoking more than 40 cigarettes/day;
and d ) consumption of drugs. Eight families met these criteria; also,
15 additional families moved to another area. After two meetings with the community
in which we explained the protocol and invitited them to participate, 441 families
signed an informed consent (one per participant) and were randomized (using
a computer-generated random list) to receive < 0.01, 2, 4, or 6 mg Cu/L,
representing a total of 1,365 individuals. No families dropped out of the study
during the 2-month observation period.
Two persons knew the randomization list, the one who generated it and the
one who prepared Cu stock solutions. Because of difficulties in masking Cu
taste in water, some individuals were expected to taste the Cu at higher concentrations;
participants were carefully instructed not to share their perceptions with
field workers or other persons. During a 2-month pilot phase, families received
placebo water (< 0.01 mg Cu/L), and we validated procedures and forms. Data
obtained during this period provided basal information for sample size calculation.
The Committee of Ethics for Research in Humans of the Institute of Nutrition
and Food Technology (INTA), University of Chile, approved this protocol. An
International Technical Advisory Committee also reviewed ethical aspects of
the protocol. All volunteers received written and oral information about the
protocol and were free to refuse continuing in the study at any time.
Test waters. Twice per week, a box containing eight 80-mL screw-cap
bottles of similar external appearance, coded by color, was delivered to each
family; bottles contained a stock solution of Cu sulfate (Merck, Darmstadt,
Germany; pro analysis grade) in amounts to reach the concentration 2, 4, or
6 mg Cu/L when diluted to 10 L with tap water. Water for home consumption was
prepared by pouring the stock solution into a graduated 20-L container (provided
by the researchers) and filling it to 10 L with tap water. Participants were
instructed to agitate the container before drinking the water, drink the water
when they were at home, and not share it with visitors. The same person that
prepared the test water was also responsible for maintaining stock solutions
out of reach of children and adults.
The actual Cu content in stock solutions was measured daily, whereas in home-prepared
water this was performed once per week by means of unexpected visits to the
households, either early in the morning, at mid-day, or in the evening. Cu
was measured by atomic absorption spectrophotometry (model 2280; Perkin Elmer,
Norwalk, CT, USA). The national system responsible for tap water in Santiago,
Empresa Metropolitana de Obras Sanitarias (EMOS), provided tap waters used
at INTA laboratories and in the community. Quality of tap water was tested
at the INTA once, following U.S. Environmental Protection Agency protocol (Troncoso
et al. 1997).
Because water was prepared and maintained at home, potential bacteriologic
contamination was investigated in a subsample of 179 randomly chosen households,
once per household. Sampling was distributed along the 2-month survey. We used
mesophilic aerobic counts (MAC), total coliform counts (TCC), and fecal coliforms
as indicators of bacterial contamination. These parameters were determined
by means of routine procedures (Downes et al. 2001; Eaton et al. 1995).
Water consumption. Recording of consumption of fluids indicated
the number and size of glasses, cups, and soup bowls, including the approximate
amount left over; 300-mL mugs were given to participants, and soup bowls and
cups used were measured at the beginning of the survey.
Health survey. For symptom recording, participants filled out
the diary choosing from a list based on previous studies, validated during
the pilot phase, that included the four symptoms defined as outcomes and the
following symptoms that blinded the subject as to the variables of interest
[being energetic (a positive effect assigned to Cu), lack of energy, cough,
headache, backache, chest pain, others). Operational definitions of symptoms
were provided during the initial meeting and again during home visits. Participants
were instructed to discontinue the test water and use plain tap water for 48
hr when they experienced any symptom included in the list. At the end of the
48-hr period, they could continue drinking the assigned water. If symptoms
appeared again, subjects were instructed to discontinue the assigned test water
permanently and consult the full-time (research) physician located in the community.
If symptoms persisted, they should seek help at the local emergency service.
Two physicians belonging to the research team were always on call during the
study period.
Quality assurance of field operation and data entry. In addition
to field workers, a field supervisor worked every day in the community. Data
collected were taken to INTA daily and reviewed to detect missing values. Three
times per week, data were reviewed again with a computational supervisor to
detect missing data and errors and to correct them whenever possible. Data
were entered into the computer at the end of the collection period, corrected,
and validated before analysis.
Sample size. Pilot phase data showed a basal prevalence of
total gastrointestinal symptoms (the four outcomes defined for this study)
of 5%. Using a power of 80% and a probability of 5%, the sample size required
to detect a change in frequency from 5% to 15% was 141 families/group (EPI
INFO 6.0; Centers for Disease Control and Prevention, Atlanta, GA, USA). Estimating
5% dropout, we set the final number of families per group at 150.
Analysis of results. We used Cu concentration in drinking water
as an independent variable. Daily volume of water ingested was analyzed as "total
water," "mixed water" (infusions, soups, and others), and "plain water" (test
water). Dependent variables were nausea, vomiting, diarrhea, abdominal pain,
and total gastrointestinal symptoms. All subjects were included in the analyses;
when diaries were not completed, the data were labeled as "missing." Statistical
analysis included analysis of variance (ANOVA), chi-square test, and Fisher's
test. Hazard associated with Cu exposure was calculated by counting-process
analysis using S-Plus 6.0 software for Windows (Insightful Corporation, Seattle
WA, USA).
Our initial approach was to analyze only those subjects in the randomized
groups that followed the protocol instructions, thus generating data under
quasi-experimental conditions. However, this omitted an important proportion
of the information because many participants' registered information was incomplete.
We sought expert advice, and a post hoc data assessment led us to choose the
counting process (S-Plus 6.0). This analysis did not follow the randomized
groups but improved the assessment of the dose-response curve after controlled
exposure, allowing individuals to remain present every time they recorded data;
in the counting process, each subject is treated as an observation of a Poisson
process. A censored subject is counted per event, that is, the time of symptom
report, even when the rest of the data are incomplete; thus, all participants
remained in the analyses and were counted as many times as they were at home,
ingested test waters, and filled out their diaries. Proportional hazard models
derived by this process allowed predicting hazard ratios for different exposures
(Cu concentration measured in water at home) and covariate conditions. Model
information used for dependent variable was start-stop for an event; the
censoring variable was the report of outcome(s). Because the risk of event
decreased after repeated exposure, data were stratified by the variable "time." Seven-day
risk intervals were generated; Cu concentration assigned to each interval and
to each occurring event was the value obtained in the weekly measurement in
home-prepared waters. Thus, the 1,365 individuals surveyed for 63 days yielded
85,995 person-days of exposure; the number of events detected resulted in a
total of 13,354 risk intervals, which were used for the counting-process analysis.
Covariates were sex, age, total daily fluid volume, volume ingested as plain
water (on the day of event), volume ingested as mixed fluids (on the day of
event), and the weekly Cu concentration value obtained from measures of home-prepared
water. Multiple models were calculated to assess the potential effect of different
covariate sets on the relative risk (RR) estimates for a given Cu concentration.
In order to express the risk due to Cu exposure, holding other variables constant,
we estimated the RR [95% confidence interval (CI)] due to an increase of Cu
exposure and kept the no-exposure groups as the reference risk value.
Results
Comparability of enrolled and censused families. Families and
individuals that fulfilled entry criteria were assigned to the intervention
groups as shown in Figure 1. There were no significant differences in sociodemographic
indicators measured between families who participated and those who did not.
All enrolled families and subjects (n = 1,365) provided data throughout
the study period. No individuals were withdrawn because of violations to the
protocol.
| Table 1

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Comparability of intervention groups. Randomization resulted
in similar groups for the analyzed variables. Baseline demographic characteristics
and behaviors that would modify patterns of drinking water were similarly distributed
in the four groups (Table 1).
Bacteriologic study. Water was clean by EMOS contemporary data
for the study area. Fecal coliforms were not detected; 22 of 179 (12.3%) home
water samples had either MAC or TCC positive, and in 5 of 179 (2.8%) both indicators
were positive (2, 2, and 1 families in 0, 2, and 6 mg Cu/L groups, respectively).
Because bacteriologic evaluations were done once per family and symptom report
had low frequency, it was not possible to analyze results using data obtained
during the week of bacteriologic sampling. We found no association between
the proportion of individuals that reported symptoms or the total number of
symptoms reported and at least one positive parameter in the bacteriologic
study. In families in whom both parameters were positive, TCC was significantly
associated with total symptom report (p = 0.0012, Fisher's test).
Adherence to the assigned group. Mean Cu concentration measured
in test waters prepared at home, fluid intake, and mean daily dose of Cu received
by the study subjects are shown in Table 1. Individual daily water consumption
had significant day-to-day variability (ranging from 0 to 6 L/day, in one person),
but intergroup differences were not significant, expressed either as total,
plain water, or mixed waters. Week-to-week fluid intake along the 9 study weeks
did not reveal significant differences (ANOVA). On one occasion, weekly measurement
of Cu concentration in home-prepared waters showed two families whose water
Cu concentrations were different from the expected values: one had 2 mg Cu/L
instead of < 0.01 mg Cu/L, and the other had 2 mg Cu/L instead of 4 mg Cu/L.
Information obtained from these families revealed that they decided to interchange
one stock solution bottle in order to share the potential "benefits" of having
more Cu in their drinking water. The Cu concentration measured in test waters
at home was > 6 mg Cu/L (range, 7-13 mg/L) in 8,043 (out of 85,996)
occasions, affecting 417 of 1,365 participants.
| Table 2

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| Table 3

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Health survey. The number of families enrolled were fewer than
the estimated sample size; however, the greater frequency of symptoms reported
in the survey (in comparison with the prevalence obtained in the pilot phase)
allowed statistical analysis and detection of significant differences. Traditional
analysis of this type of data consists of determining the proportion of responders
in the study group, because persons that repeat their responses cannot be treated
as independent observations. In turn, analysis of responses does not take into
consideration the fact that one individual may report more than one symptom,
and symptoms more than once. Characteristics of the individuals, Cu concentration
in test waters, and Cu and water consumption are shown in Table 1, whereas
the proportion of responding individuals appear in Table 2. Of the 1,365 individuals,
222 reported at least one symptom in 665 occasions, providing a total of 794
symptoms; 16.3% of surveyed individuals were "responders," that is, they reported
at least one symptom at least once. Individuals of group 0 represented 2.9%
of these responders, providing 18% of the total number of symptoms reported
during the study. "Responders" were more frequently women (64.2%, 2 =
70.84, p = 0.0000). Only 2.6% of responses were obtained from individuals
60 years of age; although there were no significant differences by age interval,
comparison of responses obtained in the first and third terciles for age gave
an odds ratio of 0.41. Individuals who ingested < 500 mL test waters/day
represented < 1% in all four study groups. Using chi-square analysis, symptom
report increased significantly over the basal prevalence at 4 and 6 mg Cu/L,
whereas there were no differences between 4 and 6 mg Cu/L (Table 2). Abdominal
pain and nausea were the most frequently reported symptoms. Distribution of
the total number of responses reported during the 2-month controlled Cu exposure
expressed as percentage of total symptom report per group is shown in Table
3. Symptoms reported yielded eight "combinations" throughout the survey (individuals
tended to repeat their pattern of report, with 182 of 222 responders reporting
the same "combination" of symptoms throughout the survey). Symptom report significantly
decreased during the 9 weeks ( 2 =
486.909, p = 0.0000),
yielding an odds ratio for symptom report of 0.06 and 0.09 in the last 2 weeks
of study, respectively. This did not coincide with decreasing fluid consumption
over time. Reports of total "unrelated symptoms" (used to distract the participants)
were similar in the four study groups ( 2 =
2.32, p = 0.5083).

Figure 2. Cumulative RR of symptoms reported during the
2-month controlled Cu exposure. Dotted lines indicate 95% CI.
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Figure 3. Cumulative RR of symptoms reported after exposure
to different Cu concentrations in drinking water compared to no Cu exposure.
Dotted lines indicate 95% CI. |
Counting-process analysis using the stepwise method yielded a model that
included sex (p < 0.0001) and Cu concentration received on the day
of the event (p < 0.0001). The covariates of age, volume of fluid
intake, and water consumed as total, plain, and mixed did not have a significant
effect on the model. Cumulative hazard curves for increasing Cu concentrations
in test water by sex and stratified by weeks showed a progressive decrease
of risk over time (Figure 2). Counting-process analysis confirmed results of
the preliminary analysis, which showed an increased risk of symptoms associated
with increasing Cu concentration and with female sex. Analysis of risk differences
between sexes using the 95% CI of the cumulative hazard ratio showed that the
risk remains significantly higher from week 1 to week 4 for all Cu concentrations
(except basal 0). Figure 3 shows the RR of symptoms against exposure to increasing
Cu concentration in test water (compared with no exposure); on week 1 the RR
became significant at 4 mg/L in women (RR = 1.53; 95% CI, 1.02-2.05)]
and at 6 mg/L in men (RR = 1.9; 95% CI, 1.02-2.79). With advancing time,
the significance shifted to higher Cu exposure, such that in week 2 for men
and week 4 for women, the Cu concentration required to obtain significant differences
on symptom report was > 6 mg Cu/L. Mistakes made while preparing test waters
at home created the opportunity to evaluate the effect of Cu exposure > 6
mg/L (actual range, 6-13 mg/L), using the same risk analysis with counting
process; this analysis involves a low number of families (n = 126) and
individuals (n = 417). The resulting cumulative hazard curves suggest
an exponential increment of symptoms associated to rising Cu concentration
in test water (Figure 3).
Discussion
This study assessed for the first time the effect of controlled Cu exposure
in individuals maintaining conditions close to real daily life, providing information
both on the acute gastrointestinal responses and the effect of time in a 2-month
interval. Systematic review of Cu effects on human health recently performed
by the National Research Council (1980) did not reveal enough information to
conclude on the acute and subacute effects of Cu. Previous studies intending
to evaluate Cu effects on the population failed to clarify the relation of
exposure Cu in tap water and digestive symptoms (Buchanan et al. 1994; CDC
2000; Fitzgerald 1998; Knobeloch et al. 1994; Petterson and Rasmussen 1999;
Vergara et al. 1999; Zietz et al. 2003). In the present study, two different
approaches for statistical analysis, changing Cu concentration in drinking
water from 0 to 4 mg/L, resulted in a significant increment of report of gastrointestinal
symptoms. This concentration range also agrees with others previously obtained
using controlled clinical trials (Araya et al. 2001; Olivares et al. 2001).
Counting-process analysis represented a significant improvement in the analysis
because it treated all participants as present on every occasion that they
registered data; this represented a major concern because participating families
did not follow instructions strictly, leaving days without registering information
when they were out of the home for 2-3 days. A main limitation of this
study is the lack of control of the exact timing of exposure and appearance
of symptoms. This was indeed performed in the above-mentioned clinical trials
that led to the dose-response curve (Araya et al. 2001; Gotteland et al.
2001; Olivares et al. 2001; Pizarro et al. 1999). Instead, in the present study
the main objective was to assess to what extent this dose-response curve
is applicable when individuals are exposed to Cu in a more realistic fashion.
Only Cu concentration and sex were chosen for the model, whereas total volume,
daily Cu dose, and quality of the test waters ingested ("plain" or "mixed infusions")
were left out of the model. This result is most relevant because it indicates
that Cu concentration and volume are the main determinants of response, and
dose and vehicle for Cu ingestion are less important.
Nausea has proved to be a good marker of early response to acute Cu exposure;
however, the high frequency of abdominal pain observed in this study was unexpected
because abdominal pain was infrequently reported in previous studies. It is
difficult to explain this finding; it is possible that repeated acute Cu exposure
may be part of the explanation, but this cannot be established by the present
study.
Predominance of women in the reporting group is another relevant finding
of the study (Figure 2); this difference was suspected in previous studies
(Araya et al. 2001; Olivares et al. 2001) and was obtained in the present study
by using both chi-square analysis and the counting process. Acute response
to Cu exposure is triggered very specifically in the stomach through mechanisms
that result in vagal stimulation. Sex differences for vagal phenomena have
not been described. In gastric physiology, another sex-related observation
is that females have lower gastric alcoholic dehydrogenase activity (Frezza
et al. 1990); this has been interpreted as being responsible for the different
response to alcohol of women compared to men (Frezza et al. 1990). Whether
other sex differences occur and how they may relate to response to Cu remain
to be clarified.
Symptom reporting clearly decreased over time both in men and women (Figure
3). Although misreporting of symptoms due to decreasing motivation cannot be
ruled out, we found no proof of this using several controls. Therefore, we
interpret these results as suggesting an adaptive response to repeated Cu exposure.
In this study we have established the symptoms, range of responses, and relevant
variables associated with repeated acute Cu exposure in human adults. Even
considering the findings in women (who appeared to be more sensitive to Cu
exposure) and results obtained during the first 2 weeks of exposure (which
yielded the highest incidence of effects), the current provisional guideline
for drinking water (2 mg Cu/L) set by the WHO (WHO 1993, 2003) is safe; these
data represent relevant information for regulators who must decide on the relationship
of Cu exposure and the safety of drinking water for human health. |
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