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Children's Health Article
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| Asthma and Farm Exposures in a Cohort of Rural Iowa Children James A. Merchant,1 Allison
L. Naleway,2 Erik R. Svendsen,3 Kevin M. Kelly,1 Leon
F. Burmeister,4 Ann M. Stromquist,1 Craig D.
Taylor,1 Peter S. Thorne,1 Stephen J. Reynolds,5 Wayne
T. Sanderson,1 and Elizabeth A. Chrischilles6 1Department of Occupational and Environmental Health, University
of Iowa College of Public Health, Iowa City, Iowa, USA; 2Center
for Health Research, Kaiser Permanente Northwest, Portland, Oregon, USA; 3National
Health and Environmental Effects Research Laboratory, Human Studies Division,
Epidemiology and Biomarkers Branch, U.S. Environmental Protection Agency, Research
Triangle Park, North Carolina, USA; 4Department of Biostatistics,
University of Iowa College of Public Health, Iowa City, Iowa, USA; 5Department
of Environmental and Radiological Health Sciences, Colorado State University
College of Veterinary Medicine and Biomedical Sciences, Fort Collins, Colorado,
USA; 6Department of Epidemiology, University of Iowa College of
Public Health, Iowa City, Iowa, USA Abstract Epidemiologic studies of farm children are of international interest because farm children are less often atopic, have less allergic disease, and often have less asthma than do nonfarm children--findings consistent with the hygiene hypothesis. We studied a cohort of rural Iowa children to determine the association between farm and other environmental risk factors with four asthma outcomes: doctor-diagnosed asthma, doctor-diagnosed asthma/medication for wheeze, current wheeze, and cough with exercise. Doctor-diagnosed asthma prevalence was 12%, but at least one of these four health outcomes was found in more than a third of the cohort. Multivariable models of the four health outcomes found independent associations between male sex (three asthma outcomes) , age (three asthma outcomes) , a personal history of allergies (four asthma outcomes) , family history of allergic disease (two asthma outcomes) , premature birth (one asthma outcome) , early respiratory infection (three asthma outcomes) , high-risk birth (two asthma outcomes) , and farm exposure to raising swine and adding antibiotics to feed (two asthma outcomes) . The high prevalence of rural childhood asthma and asthma symptoms underscores the need for asthma screening programs and improved asthma diagnosis and treatment. The high prevalence of asthma health outcomes among farm children living on farms that raise swine (44.1%, p = 0.01) and raise swine and add antibiotics to feed (55.8%, p = 0.013) , despite lower rates of atopy and personal histories of allergy, suggests the need for awareness and prevention measures and more population-based studies to further assess environmental and genetic determinants of asthma among farm children. Key words: agricultural occupational exposures, ammonia, animal feeding operations, asthma, asthma diagnosis and treatment, asthma health care policy, asthma school screening, asthma underdiagnosis, asthma undertreatment, children, chronic wheeze, cough with exercise, farming, genetic selection, hydrogen sulfide, hygiene hypothesis, odor, rural. Environ Health Perspect 113:350-356 (2005) . doi:10.1289/ehp.7240 available via http://dx.doi.org/ [Online 7 December 2004] Address correspondence to J.A. Merchant, University of Iowa College of Public Health, E220H1 General Hospital, Iowa City, IA 52242 USA. Telephone: (319) 384-5452. Fax: (319) 384-5455. E-mail: james-merchant@uiowa.edu The authors acknowledge the many contributions of the Keokuk County Rural Health Study staff. This work was supported by National Institute for Occupational Safety and Health (NIOSH) grant 5 R01/CCR714364 and NIOSH-funded grant U07/CCU706145 to the Great Plains Center for Agricultural Health. These findings do not necessarily represent the U.S. Environmental Protection Agency. The authors declare they have no competing financial interests. Received 6 May 2004 ; accepted 7 December 2004. |
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Most epidemiologic studies of childhood asthma have been conducted
among inner-city or urban populations and have found asthma prevalence
to vary by location, likely attributable to differing environmental exposures
[International Study of Asthma and Allergies in Children (ISAAC) Steering
Committee 1998]. Studies of rural childhood asthma are of particular
interest because they have consistently reported that farm children are
less often atopic (Braun-Fahrlander et al. 1999; Downs et al. 2001; Riedler
et al. 2000, 2001), have lower rates of allergic diseases (Braun-Fahrlander
et al. 1999; Kilpelainen et al. 2000; Riedler et al. 2000, 2001; Von
Ehrenstein et al. 2000; Wickens et al. 2002), and in several reports
also have lower rates of asthma (Ernst and Cormier 2000; Kilpelainen
et al. 2000; Riedler et al. 2000, 2001; Von Ehrenstein et al. 2000). These
findings are consistent with the hygiene hypothesis, which posits that
childhood allergy risk is immunologically modulated in early life by
exposure to infectious agents. However, several studies have not found
positive associations between asthma and asthma symptoms among children
and farm exposures, raising questions regarding the influence of unmeasured
risk factors and/or selection in these cross-sectional studies (Chrischilles
et al. 2004; Downs et al. 2001; Salam et al. 2004; Wickens et al. 2002).
It is recognized that asthma risk is conveyed by a complex interaction
of genetic and environmental determinants, which makes the epidemiologic
investigation of farm-related asthma difficult (Douwes et al. 2001; Niven
2003; Schwartz 2001). International studies of childhood asthma among
farm children have typically measured atopy to gauge genetic predisposition
to asthma but have less consistently described and measured farm environment
risk factors, often using endotoxin as an indicator of exposure to infectious
agents early in life. Although endotoxin is a ubiquitous exposure in
agriculture, its concentration varies within and between farm types,
and it is but one of many agricultural respiratory exposures children
may encounter (Douwes et al. 2003; Reynolds et al. 1996; Schenker et
al. 1998).
Over the last three decades, the development of a vertically integrated
livestock industry has significantly reduced the number of U.S. family
farms raising hogs, poultry, and cattle but has rapidly increased the
number of large animal-feeding operations (AFOs) (National Academy of
Sciences 2003). Although inflammatory airway diseases, including asthma,
chronic bronchitis, organic dust toxic syndrome, and progressive airway
obstruction, are now well documented among AFO workers (Schenker et al.
1998), there has been much less research regarding exposures and health
outcomes among AFO-exposed children and community-based residents (Reynolds
et al. 1997a; Salam et al. 2004; Thu et al. 1997; Wing and Wolf 2000).
The Keokuk County Rural Health Study (KCRHS) is a large, population-based
study of a cohort of rural families living in an intensely agricultural
region of southeastern Iowa (Merchant et al. 2002). The aim of the present
study was to estimate asthma prevalence and assess whether farm exposures
result in less atopy, less allergic disease, and less asthma, while taking
into account multiple personal and other environmental risk factors,
among this cohort of farm children.
The study population. This study reports data on children
from birth through 17 years of age collected in round 1 of the KCRHS,
which began in 1994 and ended in 1998. Keokuk County was chosen because
it is intensely agricultural and entirely rural. A stratified, random
sample that identified households from farm, town, and rural nonfarm
locations was used. A total of 2,496 eligible households were identified.
Details regarding the sampling methodology and survey methods have been
reported previously (Merchant et al. 2002). All members of enrolled households
were invited to a centrally located research facility for interviews,
and all adults and children ≥ 8 years of age were invited for medical
examinations. One adult per household was interviewed by a trained interviewer
about the health of all of the children (from birth but < 18 years
of age) living in the household.
Questionnaire. The childhood respiratory questionnaire
chosen for this study was that used in University of Southern California
studies of childhood asthma in Los Angeles (Peters et al. 1999). We used
four asthma outcomes to estimate asthma prevalence--doctor-diagnosed
asthma, asthma/medication for wheeze (doctor-diagnosed asthma and/or
medication for wheeze in the last 12 months), current wheeze, and cough
with exercise. These four asthma outcomes, severe symptoms consistent
with asthma, atopy, an early respiratory illness, and a high-risk birth
are fully defined in the definition section of the online version this
article. The parent’s response to the questionnaire also provided
information regarding parental farm exposures, maternal smoking during
pregnancy, household exposure to tobacco smoke, parental education, and
household income.
Clinical assessment. Children ≥ 8 years of age
were invited to complete a medical examination that included skin prick
testing (SPT), spirometry, methacholine challenge testing, and height
and weight measurements to calculate 95th percentile body mass index
(kilograms per square meter) (Must et al. 1991). A total of 18 aeroallergens
common to the Midwest, a histamine-positive and normal saline-negative
control, were used for SPTs. Common rural aeroallergens included tree
pollen mix, grass pollen mix, ragweed pollen, weed pollen mix, cockroach
mix, mold mix, insect mix, caddis fly/moth/mayfly mix, cat pelt, dog
hair, mouse and rat mix, and dust mite Der f and Der p mix. Farm aeroallergens
included grain dust mix or grain smut mix, soybean dust or soybean whole
grain, cattle hair, horse hair, chicken feathers, and turkey feathers.
Children taking antihistamines and other medications known to affect
skin test results, those with histories of past systemic reactions to
allergy skin testing, and any participant who might have been pregnant
were excluded from skin testing. A wheal ≥ 3 mm in diameter was
defined as a positive reaction; subjects were considered atopic by SPT
if they had a positive reaction to any two of the allergens tested. Spirometry
was completed on a rolling-seal spirometer that conformed to American
Thoracic Society (1995) guidelines. Contraindications to methacholine
testing included participants with a baseline forced expiratory volume
in 1 sec (FEV1) of < 70% of predicted or FEV1 < 1.5
L, pregnancy or suspected pregnancy, lactation, current use of a ß-adrenergic
blocking agent, and a decline in FEV1 of ≥ 15% to the
diluent. Methacholine was administered by dosimeter in five serial doses
of 0.025, 0.25, 2.5, 10.0, and 25.0 mg/mL, with 3 min between doses (Crapo
et al. 2000). Bronchial hyperresponsiveness was defined as having a drop
in FEV1 of ≥ 20% from the postsaline control (PC20),
following inhalation of ≤ 8 mg/mL of methacholine (Anto 1998; Crapo
et al. 2000).
Serum analysis. Sera were collected from subjects (n =
217) at the time of SPT and analyzed for total and specific IgE. Total
IgE was measured by immunoassay using murine monoclonal anti-human IgE
as the capture antibody (CLB, Sanguin Blood Supply Foundation, Amsterdam,
the Netherlands), rabbit anti-human IgE as the second antibody (Dako,
Corp., Carpinteria, CA), and peroxidase-conjugated donkey anti-rabbit
IgG as the labeling antibody (Research Diagnostics, Inc., Flanders, NJ)
in a TMB substrate system (Pierce Endogen, Rockford, IL). Standard curves
were generated using an IgE CAP system standards (Pharmacia Diagnostics,
Uppsala, Sweden) with the standard curve from 0.02 to 10 kU/L. Sera were
studied at initial dilutions of 1:20, 1:40, 1:80, and 1:160, with higher
dilutions run for high IgE sera. Individuals were considered to be atopic
by IgE if their total IgE was ≥ 60 kU/L (Contreras et al. 2003).
Environmental assessment. An industrial hygienist
visited each household shortly after the clinic visit and completed a
home environmental questionnaire and checklist, when applicable a farm
environmental questionnaire and farm environmental checklist, and measurement
of a limited number of environmental parameters. Details of these environmental
assessments have been published previously (Park et al. 2003; Reynolds
et al. 1997b). Assessments of specific environmental exposures were taken
from these instruments, including several farm operation questions, livestock
and antibiotics in animal feed questions, and questions regarding gas
stoves, heating with wood, exposure to pesticides, exposure to cats and
dogs as pets, and dehumidifier use.
Household type was determined at the time of the child’s birth
from the biologic mother’s reproductive history questionnaire and
through follow-up phone interviews with the biologic mother regarding
residence type (farm, rural nonfarm, or home) at the time of birth. Children’s
various farm tasks and the age each task was first performed were determined
from a questionnaire on childhood tasks from available KCRHS round 2
data and from follow-up phone administration of this questionnaire to
round 1 participants who had not participated in round 2.
Statistical analysis. Chi-squared tests and analysis
of variance were used to evaluate any differences among demographic,
personal, and environmental risk factors for farm, rural nonfarm, and
town households. Univariable logistic regression was used to identify
variables that were significant (p < 0.1) for doctor-diagnosed
asthma, asthma/medication for wheeze, chronic wheeze, and cough with
exercise. Multivariable logistic regression was then used to identify
significant (p < 0.05) variables in the final models.
Initial data analyses was performed with SAS (version 8; SAS Institute,
Inc., Cary, NC) software. SUDAAN software (Research Triangle Institute,
Research Triangle Park, NC) was then used to adjust variance estimates
for potential intrahousehold correlation resulting from the inclusion
of more than one child per household.
The study was approved annually by The University of Iowa institutional
review board. A parent or legally authorized representative of each child
participant provided written informed consent. Children 8-17 years
of age gave their assent.
Cohort description. Of the 2,496 Keokuk County households
eligible for this study, 1,675 households (67.1%) initially contacted
by letter and telephone agreed to participate immediately or to be contacted
at a later date. Enrollment stopped when the goal of 1,000 households
was reached. A total of 1,004 households (336 farm, 206 rural nonfarm,
462 town households) enrolled and participated in round 1 of the study.
The cohort, which consisted of 644 children (224 farm, 155 rural nonfarm,
and 265 town), did not differ in age among household types, was somewhat
overrepresented by boys in farm and rural nonfarm households, and was
97.7% Caucasian. Of the 336 farms in the cohort, 109 had children. Complete
data on all farming characteristics were available on 89 farms with children
and on 172 farms without children. These farms produced primarily corn,
soybeans, and hogs but very few other livestock. Farms with children
were somewhat smaller (434 total acres in production) than farms without
children (468 total acres in production) but were otherwise similar,
except that farms with children on average raised more hogs (298 vs.
141, p = 0.03). Fifty percent of farm children were reported by
a parent to perform tasks around hogs, compared with ≤ 16% for
rural nonfarm or town children, whereas 40% of farm children were reported
to perform tasks around cows compared with ≤ 13% for rural nonfarm
or town children.
Health outcomes. Ninety-five percent of the children’s
data were provided by the child’s biologic mother or female guardian.
Complete data on asthma outcomes were available on 610 children. Concordance
between the four asthma outcomes varied from strong to weak: doctor-diagnosed
asthma (asthma/medication for wheeze =
0.81, p < 0.0001; current wheeze =
0.31, p < 0.0001; cough with exercise =
0.26, p < 0.0001), asthma/medication for wheeze (current wheeze =
0.53, p < 0.0001; cough with exercise =
0.39, p = 0.11; current wheeze and cough with exercise =
0.27, p = 0.73). Only 4.4% of participants were captured by all
four asthma outcomes, whereas 33.6% of all 610 participants were captured
by at least one asthma outcome. Children with doctor-diagnosed asthma
included only a third (8 of 24) of the children with severe symptoms
consistent with asthma, whereas children with any one of the four asthma
outcomes captured 23 of 24 children with severe symptoms. Of the 394
children 8-17 years of age, 351 (89.1%) had SPT, 347 (88.1%) had
pulmonary function tests, and 215 (61.2%) agreed to have blood drawn
for sera. Agreement between total individual IgE and SPT results (Aspergillus,
cat hair, cockroach, weed mix, tree pollen, Der p, and Der f) ranged
from 72.8 to 89.1%.
Table 1

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Table 2

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Table 3

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Table 4

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Table 5

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Table 6

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Table 7

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Figure 1. Prevalence of one or more asthma outcomes in
rural Iowa children. |
Children who were born on a farm had a lower prevalence of atopy (IgE),
a lower prevalence of diagnosed allergies and a higher forced vital capacity
(likely attributable to hyperinflation) (Table 1). Children who currently
lived on a farm were somewhat more likely to be boys and somewhat less
likely to have diagnosed allergies (Table 1).
A very high proportion of children who lived on a farm at the time
of study (currently lives on a farm) were born when their parents lived
on a farm (born on a farm) and continued to live on a farm (data for
those who lived on a farm during the first year of life or through age
5, or had a parent who continued to work on a farm, were also analyzed
but not reported). Because univariable associations were similar for
all farm versus nonfarm groups, only comparisons of born on a farm and
currently living on a farm exposure results are presented (Table 2).
Farm children were consistently exposed to less tobacco smoke but were
more often exposed to wood stoves, conditions resulting in dehumidifier
use, cats as pets, and application of pesticides outside the home. Farm
children’s parents were more often better educated and had a household
annual income of ≥ $20,000 (Table 2).
Univariable associations among the four asthma outcomes and environmental
risk factors are presented in Tables 3 and 4. A weak association was
observed between doctor-diagnosed asthma and less parental education.
A near significant association was observed between doctor-diagnosed
asthma/medication for wheeze and living on a farm raising swine and a
significant association with living on a farm that adds antibiotics to
feed. No significant association was observed with environmental exposures
and current wheeze, but significant negative associations were observed
between cough with exercise and exposure to wood smoke and applied pesticides
outside home in the last year, significant positive associations were
observed with dogs as household pets, and near significant positive associations
were observed with living on a swine farm and living on a farm that added
antibiotics to feed. Tables 5 and 6 present univariable associations
among the four asthma health outcomes and personal and clinical risk
factors and health measures, which reveal similar association patterns
but a few significant differences.
Multivariable models that included personal or environmental risk factors
with univariable significance of p < 0.1 for any of the four
asthma outcomes are presented in Table 7. In addition to sex, age, history
of allergies, family history of allergies, premature birth, early respiratory
infection, and high-risk birth, an interaction term (living on a farm
that raised swine and added antibiotics to feed) was independently associated
with asthma/medication for wheeze, current wheeze (p = 0.06),
and cough with exercise. Of farms that raised swine, 24 of 43 (55.8%)
added antibiotics to feed. Of livestock farms that add antibiotics to
feed, 24 of 31 farms or 77.4% raise swine. Those farms that add antibiotics
to feed were found to have larger mean numbers of livestock than those
that did not add antibiotics to feed (750 vs. 392 animals; p =
0.0002). Examination of children who lived on farms raising swine and
adding antibiotics to feed found that 55.8% (p = 0.013) reported
at least one of the four asthma outcomes (Figure 1).
This study reports uniformly high-prevalence estimates of asthma and
asthma-related symptoms that are consistent with asthma prevalence observed
in studies of U.S. urban populations (Bauer et al. 1999; ISAAC Steering
Committee 1998). These high asthma prevalence estimates, and our finding
of a high proportion (two-thirds) of children with severe symptoms consistent
with asthma but without a doctor diagnosis of asthma, are consistent
with the findings of our Rural Childhood Asthma Study (Chrischilles et
al. 2004) and underscore the need for asthma screening programs, for
improved rural health care provider asthma diagnostic and management
skills, and for health policies that would improve access and insurance
coverage for rural children.
A history of diagnosed allergies was found to be less common among
children who lived on a farm in the first year of life, a finding consistent
with many other studies of farm children (Braun-Fahrlander et al. 1999;
Kilpelainen et al. 2000; Riedler et al. 2000, 2001; Von Ehrenstein et
al. 2000). The three estimates of atopy also tended to be lower among
children who lived on a farm in the first year of life, as reported by
others (Braun-Fahrlander et al. 1999; Riedler et al. 2000, 2001). However,
asthma and asthmalike symptom prevalences were found to be high and to
not differ between children with farm exposures and those without farm
exposures, unlike the findings of others (Ernst and Cormier 2000; Kilpelainen
et al. 2000; Riedler et al. 2000, 2001; Von Ehrenstein et al. 2000),
despite lower rates of allergic disease and atopy and a significantly
lower exposure to household tobacco smoke among farm children. However,
as depicted in Figure 1, these excesses are found only among children
living on farms raising swine, whereas a lower prevalence of asthma was
observed among farm children not raising swine compared with nonfarm
children, which is consistent with the aforementioned studies.
Farms in Northern Europe tend to be smaller than Iowa farms and to
have livestock that are often housed in immediate proximity to living
quarters, and these farm families have been described as more traditional
in their way of life. Farms in Canada, Australia, and New Zealand are
described as larger but typically not as livestock intensive as Iowa
farms (Downs et al. 2001; Ernst and Cormier 2000; Wickens et al. 2002).
Keokuk County farm families do not live in immediate proximity to livestock
buildings but do usually live on the same acreage, typically with many
farm family members participating in the farm operation. It is common
for young children to be exposed to farming operations, including AFOs,
as they accompany a parent or sibling in assisting with farm tasks (Park
et al. 2003). Farm children in Keokuk County were reported by their parents
to be exposed as bystanders to farm tasks around livestock as early as
1 year of age; however, such tasks around livestock were typically done
by male adolescents. Although no environmental measurements of farm task
exposures were made, several studies conducted in Iowa document high
levels of occupational exposures to respirable and total dust, endotoxin,
hydrogen sulfide, and ammonia, which have been associated with asthma,
chronic bronchitis, cross-shift declines in lung function, and progressive
declines in lung function over time among those working in AFOs (Reynolds
et al. 1996; Schenker et al. 1998; Schwartz et al. 1995). It is therefore
probable that some swine-farm-exposed children had high exposures
to endotoxin and other AFO exposures and that some of the asthma and
asthma symptoms observed among these farm youth are attributable to occupational
exposures.
Multivariable models for doctor-diagnosed asthma/medication for wheeze
and cough with exercise found that raising swine and adding antibiotics
to feed were independently associated with these health outcomes. Because
farms that add antibiotics to feed were much larger than those that did
not add antibiotics to feed, adding antibiotics to feed may serve as
an indicator of larger swine operations. However, it is plausible that
antibiotic exposures may be playing some causal role because antibiotics
have been documented to be components of emissions from AFOs (Hamscher
et al. 2003; Svendsen et al. 2003) and, when consumed for medical purposes,
have been associated with childhood asthma (Wickens et al. 1999). These
high asthma estimates make clear that on-farm exposure to swine production
is associated with asthma among children living on these farms and that
swine production contributes to the higher prevalence of asthma outcomes
in this livestock-intensive rural community. More detailed assessment
of the temporal relationships between childhood farm exposures, including
measurements of endotoxin-laden dust, irritant gases, and antibiotics
in relation to asthma estimates, is needed to further our understanding
of these relationships.
Other events early in life, apart from farm exposures, including premature
birth, a respiratory infection at ≤ 3 years of age, and high-risk
birth, were independently associated with asthma outcomes in this study,
also consistent with other studies of childhood asthma (Farooqi and Hopkin
1998; Von Mutius et al. 1993). These early-life risk factors, which did
not differ between farm and nonfarm participants in this study, may confound
assessment of farm exposures in populations where farm families are poorer
and have less adequate prenatal health care.
Two studies of nonfarm infants have evaluated the role of endotoxin
exposures early in life and have reported no relationship between endotoxin
levels and atopy, allergic disease, and asthma (Bolte et al. 2003; Park
et al. 2001), findings inconsistent with the hygiene hypothesis. Another
contributing explanation, which has been recognized, but only indirectly
assessed (Braun-Fahrlander et al. 1999; Downs et al. 2001; Ernst and
Cormier 2000; Leynaert et al. 2001), is the potential unmeasured effect
of systematic genetic selection of those susceptible to farm-related
respiratory disease away from farming over successive generations. It
is common for farm youth to leave the farm in Keokuk County, so much
so that we have reported a significant deficit of asthma among adult
farm men compared with other men in Keokuk County (Merchant et al. 2002).
Because indicators of asthma associated with common farm exposures
are influenced by genotypic patterns (Arbour et al. 2000; Gilliland et
al. 2004), epidemiologic studies of genotype among farm family generations
could help define patterns of differential selection of atopic, allergic,
and asthmatic members of farm families away from farming.
Limitations of this study include the relatively small numbers of children
with clinical data. Also, this study was not designed to address the
question of whether exposures to dust, irritant gases, and odors arising
from AFOs may be associated with respiratory symptoms or health conditions
among rural residents living in proximity to farms with AFOs. However,
the few community-based studies of AFO exposures have reported higher
rates of airway symptoms (Reynolds et al. 1997a; Thu et al. 1997; Wing
and Wolf 2000), and significant peaks in asthma hospital visits have
been observed following peak exposures to total reduced sulfur (for children)
and to hydrogen sulfide (for adults) from a large animal waste treatment
complex (Campagna et al. 2004). As the result of these findings and community
complaints about odor, several states now regulate some combination of
hydrogen sulfide, total reduced sulfur, ammonia, and odor. Given our
finding of a high prevalence of asthma outcomes among farm children living
on swine farms, it is clear that farm parents should be aware of this
risk and take precautions to reduce childhood respiratory exposures from
AFOs. Evaluation of asthma outcomes and environmental exposures among
school children and rural residents living proximate to AFOs remains
an important research priority. |
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