Swimming in coastal waters is a favored
pastime in the United States. In a survey
of > 75,000 households, 42% of respondents ≥ 16
years of age, equivalent to approximately
89 million individuals, reported swimming
in recreational waters annually (National
Survey on Recreation and the Environment
2000-2002). Such waters are often contaminated
by human sewage as a result of discharges
or overflows [U.S. Environmental Protection
Agency (EPA) 2001]. Swimming in fecally contaminated
recreational waters has consistently been
associated with gastrointestinal (GI) illness
(Pruss 1998; Wade et al. 2003). The incidence
of illness attributable to recreational water
exposure appears to be increasing. The Centers
for Disease Control and Prevention (CDC)
reported 21 recreational water outbreaks
in 2000, more than any single previous year
since systematic surveillance began (Lee
et al. 2002). The Natural Resources Defense
Council (Dorfman 2005) reported that there
were more beach closings and advisories in
2000 than in any previous year; 85% of these
closings and advisories were due to bacteria
levels that exceeded standards.
Because of the great diversity of pathogenic
microorganisms transmitted by contaminated
water and the difficulty and cost of directly
measuring all microbial pathogens in environmental
samples, organisms that may indicate the
presence of sewage and fecal contamination
(indicator organisms) are often used for
monitoring and regulation of recreational
and drinking waters. Indicator organisms
are common inhabitants of the intestinal
tract of warm-blooded animals. They are found
in fecal material at high concentrations
and are easier to measure in the environment
than are pathogens. Although indicator organisms
do not cause illness under normal conditions,
they represent a measure of fecal contamination.
Human sewage is a source of fecal contamination
and also is known to contain pathogenic microorganisms
(Griffin et al. 2003; Jones 2001; Madore
et al. 1987). Direct and indirect exposure
to sewage has been associated with illness
(Alexander et al. 1992; El-Sharkawi and Hassan
1982; Fleisher et al. 1996; Khuder et al.
1998; Mac Kenzie et al. 1994; Yamamoto et
al. 2000).
Current recreational water-quality guidelines
are based on studies conducted in the 1970s
and 1980s (Cabelli et al. 1975, 1979, 1982;
Dufour 1984). The currently recommended bacterial
indicators are based on microbiological methods
that involve culturing fecal indicator bacteria,
such as Enterococcus spp. or Escherichia
coli, and counting the colony-forming
units. One shortcoming of these methods is
that the bacteria require at least 24 hr
to grow visible colonies, making it impossible
for beach managers to assess the quality
of water on the day of sample collection.
Because microbial water quality can change
rapidly (Boehm et al. 2002), guidelines based
on indicator organisms that require 24 hr
to develop are likely to result in both unnecessary
beach closings and the exposure of swimmers
to poor-quality water. A recent study estimated
that up to 40% of beach closures are in error
(Kim and Grant 2004).
In 2000, Congress passed an amendment to
the Clean Water Act, the Beaches Environmental
Assessment and Coastal Health (BEACH) Act
(2000). Among other provisions, the BEACH
Act required the U.S. EPA to conduct research
to provide the support of new criteria for
recreational waters. Methods have been developed
to measure microorganisms more rapidly. A
modified version of polymerase chain reaction
(PCR), quantitative TaqMan PCR (QPCR; Applied
Biosystems, Foster City, CA), has been developed
to quantify indicator bacteria in recreational
waters (Santo Domingo et al. 2003) in ≤ 2
hr. Because these methods provide a faster
assessment of water quality, they have the
potential to significantly reduce illnesses
resulting from exposure to recreational waters
and also to reduce errors in beach closings
or public notifications.
In 2003, we conducted the first in a series
of studies designed to evaluate the ability
of QPCR to predict health effects of recreational-water
exposure. Secondary goals were to evaluate
specific study design and analytical methods,
such as methods for averaging indicator values,
assignment of exposure measures to swimmers,
and swimming definitions.
We conducted a prospective cohort study
of beachgoers at two beaches in the Great
Lakes region. One beach was located in the
Indiana Dunes National Lakeshore, in Indiana,
on Lake Michigan (beach A), and the second
was located near Cleveland, Ohio, on Lake
Erie (beach B). The study consisted of a
health survey of beachgoers and water-quality
evaluation.
The beaches were selected specifically
because they were affected by discharges
from waste treatment plants. The sources
of fecal contamination affecting beach A
are wastewater treatment plant effluents
from at least four communities that collectively
contribute about 16 million gallons per day
to small streams. The streams are tributaries
of Burns Ditch, which empties into Lake Michigan
approximately 2 miles east of the beach.
Beach B is a short distance west of metropolitan
Cleveland, Ohio. The beach is potentially
affected by sewage treatment plant discharges
into Lake Erie to the east and west. An outfall
about 7 miles to the west discharges 6.5
million gallons of wastewater per day. Within
5 miles to the east of the beach, two other
wastewater treatment plants discharge about
40 million gallons of treated sewage per
day.
The study design, questionnaires, and materials
were reviewed and approved by an Institutional
Review Board for the CDC. All participants
provided verbal informed consent before enrollment.
We complied with all applicable ethical requirements,
in accordance with all federal regulations
for the protection of human subjects, in
conducting this study.
Beachgoer health surveys. The
health survey was administered in three parts:
enrollment, beach interview, and telephone
interview. Interviewers approached beachgoers
on weekends and holidays during the summer.
Beachgoers who agreed to participate provided
verbal informed consent and returned to complete
the beach interview as they left the beach.
An adult (≥ 18
years of age) answered questions for other
household members. The beach interview included
questions about demographics, swimming and
other beach activities, consumption of raw
or undercooked meat or runny eggs, chronic
illnesses, allergies, acute health symptoms
in the past 48 hr, contact with sick persons
in the past 48 hr, other swimming in the
past 48 hr, and contact with animals in the
past 48 hr. The telephone interview was conducted
10-12 days after the beach visit, and
an adult ≥ 18
years of age answered questions for other
household members who visited the beach.
The telephone interview consisted of questions
about health symptoms experienced since the
beach visit, and other swimming- or water-related
activities, contact with animals, and consumption
of high-risk foods since the beach visit.
Bilingual (English-Spanish) interviewers
were available. Interviews were conducted
at beach A between 1 June 2003 through 3
August 2003 and at beach B between 2 August
2003 and 14 September 2003.
Although respiratory, ear, eye, and skin
rash symptoms were also evaluated, we present
results only for GI illness. GI illness was
defined as any of the following: diarrhea
(three or more loose stools in a 24-hr period),
vomiting, nausea and stomachache, and nausea
or stomachache that affect regular activity
(inability to perform regular daily activities).
This definition of GI illness is consistent
with definitions used in recent studies (Colford
et al. 2002; Payment et al. 1991, 1997).
Water sample collection and analysis. Water
samples were collected on each study day.
Three times a day (0800 hr, 1100 hr, and
1500 hr), two water samples were collected
at beach A along each of three transects
perpendicular to the shoreline, one in waist-high
water (1 m deep) and one in shin-high water
(0.3 m deep). A representation of the sampling
locations and additional details of the sampling
protocol have been described previously (Haugland
et al. 2005). Transects were located ≥ 60
m apart to include the area used by most
beachgoers. Water samples were collected
at beach A on weekends and holidays during
the period from 31 May 2003 through 3 August
2003. Samples also were collected three times
a day at nine beach B locations. Because
jetties divided the beach and prevented free
circulation of water, additional samples
were collected to characterize the beach
(Haugland et al. 2005). Samples were kept
on ice at 1-4oC during the
time before analysis.
A detailed description of sample preparation
and QPCR analysis for Enterococcus spp.
has been described elsewhere (Haugland et
al. 2005). Primers and probes for the Bacteroides analyses
were conducted as described by Dick and Field
(2004), and analyses were conducted using
conditions described by Haugland et al. (2005).
Additional details regarding the estimation
of cell equivalents have also been described
(Applied Biosystems 1997). In brief, we used
QPCR to detect and quantify Enterococcus and Bacteroides in
water samples based on the collection of
these organisms on membrane filters, extraction
of their total DNA, and PCR amplification
(i.e., a process whereby the quantity of
DNA is doubled in each cycle of amplification)
of a genus-specific DNA sequence using the
TaqMan PCR product detection system. The
reactions were performed in a specially designed
state-of-the-art thermal cycling instrument
(SMART Cycler TD System, Cepheid, Sunnyvale,
CA) that automates the detection and quantitative
measurement of the fluorescent signals produced
by probe degradation during each cycle of
amplification. Cell equivalents were estimated
by comparing the cycle threshold to standard
samples containing a known quantity of the
target organism cells. If no threshold was
achieved after 45 cycles, the sample was
considered below the limit of detection.
Because a separate set of calibrator reactions
was conducted for each test sample, the limit
of detection (LOD) can vary from sample to
sample. This process has been described previously
(Applied Biosystems 1997; Haugland et al.
2005). Water samples were filtered at the
local laboratory (Great Lakes Scientific,
Inc., Stevensville, MI, and Cuyahoga County
Sanitary Engineering Division, Cleveland,
OH), and filters were shipped on dry ice
to the contract laboratory (EMSL Analytical
Inc. Laboratory, Westmont, NJ) for QPCR analysis.
Results for the QPCR analyses are expressed
as QPCR cell equivalents (QPCRCE) per 100-mL
volume.
Data analysis. We created
two variables to represent exposure to indicator
organisms: an average of all measures collected
by day, and an average of measures specific
to day and reported swimming location. The
base 10 log (log10) of the geometric
mean (the mean of the log10 of
the count) was used for averaging results.
Measures below the LOD were assigned values
using maximum likelihood, assuming a log-normal
distribution (El-Shaarawi and Viveros 1997).
Quantile-quantile plots confirmed the
approximate log-normal distribution of the
water-quality measures, which are often approximately
log-normally distributed (El-Shaarawi 1989;
El-Shaarawi and Viveros 1997; Noble et al.
2003). We defined swimming in three ways: “any
contact” included anyone reporting
contact with water; and “body immersion” and “head
immersion” included swimmers who reported
a minimum of immersing their body or head,
respectively.
We used logistic regression to model the
effect of swimming and water quality on illness.
Models included continuous measures of water
quality as predictor variables and a 0/1
indicator of illness as the outcome. We used
nested interaction terms to allow contrasts
among swimmers and between swimmers and nonswimmers.
To evaluate the overall risk associated with
swimming, we excluded the water-quality measures
from the models. We determined odds ratios
(ORs) by taking the exponent of the regression
coefficients from the logistic regression
models. We estimated adjusted predicted probabilities
from logistic regression models, holding
covariates constant at their mean.
Variables that were related to GI illness
or swimming in tabulations, or were suspected
by investigators to correlate with GI illness,
were considered for regression models. As
a result, we evaluated the following variables
in initial models: age; sex; race; allergies;
swimming within 48 hr before the beach visit
or between the beach visit and telephone
interview; contact with animals; contact
with persons with GI illness; consumption
of raw meat, fish, or undercooked eggs; presence
of chronic GI illness, skin conditions, or
asthma; frequency of beach visits; and use
of nose plugs. We excluded from the analysis
beachgoers who reported any GI symptoms within
48 hr of the beach visit.
We selected final regression models using
backward deletion as described by Rothman
and Greenland (1998). Initially, all covariates
were included in the model. Covariates were
then removed in an iterative fashion until
removal of any remaining covariates resulted
in > 5% change in the exposure-illness
relationship.
We used SAS, version 8.0 (SAS Institute,
Cary, NC), S-plus, version 6.1 (Insightful
Corp. 2002), and Stata, version 8.2 (Stata
Corp., College Station, TX) for data analysis.
We interviewed beachgoers at beach A from
1 June 2003 through 3 August 2003 on weekends
and holidays, for a total of 20 days. We
interviewed beachgoers at beach B from 2
August 2003 through 14 September 2003, for
a total of 13 days. At beach B, no interviews
were conducted because of bad weather on
17 August and 1 September. There were 5,796
household interview attempts at both beaches.
The household interviewing response rate
(completed/attempted) through the completion
of the telephone interview was 56%. Data
were available for a total of 3,221 households
(5,717 individuals), 1,639 households (2,840
individuals) at the Lake Erie beach (beach
B), and 1,582 households (2,877 individuals)
at the Lake Michigan beach (beach A). After
excluding subjects with GI illness at baseline,
data were available for 5,667 individuals.
Table
1
 |
Table
2
 |
Water quality. QPCRCE results
for the measurements of indicator organisms
on study days are shown in Table 1. The QPCRCE
for
Bacteroides was considerably higher
than that for
Enterococcus, although
there were more results below the LOD for
Bacteroides.
At beach A, 28% of
Bacteroides samples
were below the LOD, and at beach B, 21% of
Bacteroides samples
were below the LOD.
Enterococcus QPCRCE
at beach A was slightly higher than at beach
B (
p = 0.06). There was no difference
in
Bacteroides QPCRCE between beach
A and beach B.
Swimming and GI illness. The
incidence of GI illness among swimmers and
nonswimmers is shown in Table 2. At beach
A, the incidence of GI illness was 10% among
swimmers, compared to 5% among nonswimmers.
At beach B, the incidence among swimmers
ranged from 12% for those with any contact
with water and to 14% for those who immersed
their head, compared to 10% in nonswimmers.
Fewer beachgoers reported swimming at beach
B than at beach A: at beach A, 75% of respondents
reported contact with water, whereas only
about 50% reported contact with water at
beach B. GI illness was associated with swimming
at both beaches. At beach A, those with any
contact with water were almost twice as likely
to have GI illness compared with nonswimmers
[adjusted OR (AOR) = 1.96; 95% confidence
interval (CI), 1.33-2.90]. Those immersing
their body and head were at slightly higher
risk (for body immersion: AOR = 2.26; 95%
CI, 1.51-3.39; for head immersion:
AOR = 2.14; 95% CI, 1.41-3.27). The
risk of GI illness associated with swimming
was slightly less at beach B (for head immersion:
AOR = 1.50; 95% CI, 1.06-2.13).
At both beaches, swimmers were younger,
more likely to be male, more likely to eat
food or consume beverages at the beach, and
more likely to report allergies. At beach
A, swimmers were more likely to have consumed
raw or undercooked meat within 48 hr of the
beach visit, more likely to have had contact
with known or unknown animals, and slightly
less likely to report chronic GI illness
(1.2% vs. 2.2%). At beach B, nonswimmers
were more likely to have GI symptoms at baseline
(3.4% vs. 1.7%) and more likely to report
asthma.
Table
3
 |

Figure 1. Predicted probabilities of
GI illness as a function of Enterococcus QPCRCE, predicted from the logistic regression
model, adjusted for age and beach. |
Table
4
 |
Water quality and GI illness. Table
3 shows the associations between QPCRCE and
the risk of GI illness for each beach and
both beaches combined. In these models, contrasts
were created to show ORs of a unit increase
in exposure among swimmers. At both beaches,
we observed a trend between increasing mean
log
10 QPCRCE of
Enterococcus and
risk of GI illness.
We observed a slightly stronger association
with GI illness for the overall daily average
of Enterococcus QPCRCE than for averages
specific to a beachgoer’s reported
swimming location. At beach A, a log10 increase
in the daily average of Enterococcus QPCRCE
was associated with a 1.43 (95% CI, 1.08-1.90)
increase in the odds of GI illness for those
immersing their bodies. At beach B, estimates
for trends between GI illness and Enterococcus QPCRCE
daily averages were also elevated but slightly
lower.
Bacteroides QPCRCE was positively
associated with illness at beach B, but trends
were of borderline statistical significance
(p < 0.1). Again, we found little
difference between the overall daily average
and averages based on a beachgoer’s
reported swimming location. No association
was observed between Bacteroides QPCRCE
and GI illness at beach A.
Trends tended to be stronger when we defined
swimming as body or head immersion than when
we defined swimming as any contact with water.
Defining swimming as head immersion at beach
B resulted in a weaker trend than did body
immersion or any contact with water, but
at this beach only 18% of respondents reported
immersing their head.
We included an indicator for beach in the
models that combined the results for both
beaches. No trend between GI illness and Bacteroides QPCRCE
was observed when both beaches are combined
because of the lack of an observed trend
at beach A. Trends between illness and daily
averages of Enterococcus QPCRCE were
statistically significant (p = 0.005).
A log10 increase in Enterococcus QPCRCE
was associated with a 1.37 (95% CI, 1.10-1.71)
increase in the odds of GI illness. A likelihood
ratio test comparing the saturated model
with the restricted model indicated that
the interaction between beach and daily averaged
water-quality measure was not statistically
significant (p = 0.48). The beach
effect was statistically significant (AOR
= 0.64; 95% CI, 0.52-0.73, beach B
vs. beach A), reflecting the lower overall
incidence of GI illness at beach A.
Figure 1 illustrates the predicted probabilities
for GI illness as a function of the log10 QPCRCE Enterococcus measures
for swimmers immersing their bodies at both
beaches combined.
We examined the 0800 hr samples separately
to see if water samples tested in the morning
were predictive of GI illness among swimmers
that day. As shown in Table 3, Enterococcus QPCRCE
measured at 0800 hr was associated with GI
illness that day. Although the trends are
not as strong as the daily or location-specific
averages, Enterococcus QPCRCE measured
at 0800 hr was predictive of GI illness that
day, with a log10 increase
associated with an approximately 1.2 increase
in the odds of GI illness.
The trend between increasing Enterococcus QPCRCE
with illness was stronger among swimmers
who spent more time in the water (Table 4).
A log10 increase in Enterococcus QPCRCE
and GI illness among those spending > 2
hr in the water was associated with a nearly
3-fold increase in the odds of GI illness
(AOR = 2.89; 95% CI, 1.55-5.40).
This is the first study to demonstrate
the ability of rapid indicator methods to
predict health effects. The results showed
that Enterococcus measured by
QPCR can predict GI illness after swimming
in fecally contaminated fresh water. The
results also demonstrate that samples collected
each morning could allow beach managers to
assess the microbiological safety of the
beach before most beachgoers are exposed.
Incorporation of rapid measurements such
as these into a regulatory framework has
the potential to improve beach management
decisions and protect swimmers’ health.
Swimmers at the two Great Lake beaches
had a higher incidence of GI illness than
did nonswimmers. Among swimmers at beach
A, risk of illness increased as daily averages
of Enterococcus QPCRCE increased.
Among swimmers at beach B, daily averages
of Enterococcus QPCRCE were also positively
associated with GI illness, although the
95% CI of the OR included 1.0. This power
to detect a significant effect at beach B
may have been limited because of fewer swimmers
at this beach. Combining beaches produced
significant trends with both daily averages
and averages of samples collected at 0800
hr only. The association between Enterococcus QPCRCE
and GI illness strengthened as the time spent
in water increased, possibly reflecting an
increased risk of illness resulting from
increased exposure to fecal contamination
among those spending longer periods in the
water.
Using QPCRCE averages specific to a beachgoer’s
reported swimming location did not improve
the relationship between illness and water
quality. This may be because swimmers swam
in several locations and did not restrict
their swimming along one transect. Also,
recall or reporting errors in swimming location
would lead to misclassification. As a result,
the daily averages that combined results
at each location, time, and water depth may
have been a better characterization of the
exposure of an average swimmer.
Results for Bacteroides QPCRCE were
less promising, and interpretation of the
results is limited because a relatively high
proportion of samples were below the LOD.
Although a borderline trend was noted at
beach B, where fewer samples were below the
LOD, no trend was observed at beach A. Imputing
the censored values using one-half the LOD
did not improve the relationship, nor did
eliminating the censored data points. Efforts
are being made to improve the sensitivity
of the Bacteroides assay with
the hope of improving its reliability as
a predictor of illness. One of the advantages
of the QPCR method is the ability to archive
samples, and if improvements are made to
the assay, they will be retested.
The two beaches differed with respect to
swimming, demographic characteristics, and
baseline illness. At beach B, more respondents
were > 35 years of age (59% vs. 39%) and
white (90% vs. 73%) than at beach A. A higher
proportion of nonswimmers at beach B reported
illness than at beach A (10% vs. 5%). Differences
in the study populations may have been responsible
for the higher overall risk in illness among
swimmers compared with nonswimmers at beach
A.
We observed no striking difference in the
trend between illness and water quality for
the different types of swimming definitions.
With the exception of Enterococcus at
the Lake Erie beach (beach B), trends tended
to be stronger when swimming was defined
as body immersion and head immersion compared
with any contact with water. This is consistent
with the hypothesis that more active types
of swimming would result in greater exposure
to fecally contaminated water.
Because trends were evaluated among swimmers,
it is unlikely that the observed associations
could be attributed to unmeasured confounding
factors. It is unlikely that swimmers associated
themselves with different water quality with
respect to characteristics that could affect
GI illness. Adjusting for covariates tended
to strengthen the trend and association between
illness and water quality.
Although we selected beaches affected by
human fecal contamination, we do not know
whether fecal contamination from other bathers
was an important contributor to the overall
level of fecal contamination. Although there
was no significant difference in Enterococcus QPCRCE
by collection time, the average QPCRCE increased
slightly throughout the day, suggesting that
swimmers may have contributed some fecal
contamination.
Because QPCR relies on DNA to quantify
organisms, viable organisms are not necessary
for measurement. As a result, indicators
measured by QPCR may differ in their sensitivity
to some environmental conditions. For example,
we did not see a reduction in QPCRCE over
the course of the day, an effect that has
been observed for culture-based indicator
organisms resulting from die-off caused by
ultraviolet radiation (Whitman et al. 2004).
There is a need for additional studies to
better understand how indicators measured
by QPCR are affected by physical and environmental
factors in recreational waters.
Because this is the first and only study
to evaluate the ability of rapid water-quality
indicators to predict GI illness, additional
studies will be required to evaluate the
generalizability of these findings. Additional
studies and analyses will help determine
whether these preliminary findings are consistent
and robust enough from a regulatory perspective
to recommend a rapid indicator for recreational
water quality, and to evaluate the conditions
under which such indicators can successfully
be applied. Ultimately, the use of faster
indicators of recreational water quality
will result in the ability to make decisions
about recreational water quality on the day
of sample collection. This, in turn, could
lower GI illnesses in communities, especially
in those dependent on beach-related tourism.