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Research | Children's Health
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| Early Childhood Lower Respiratory Illness and Air Pollution Irva Hertz-Picciotto,1 Rebecca James Baker2
(posthumous), Poh-Sin Yap,1 Miroslav Dostál,3
Jesse P. Joad,4 Michael Lipsett,5 Teri Greenfield,1
Caroline E.W. Herr,1,6 Ivan Benes,7 Robert
H. Shumway,8 Kent E. Pinkerton,9 and Radim Srám3 1Department of Public Health Sciences, University of
California, Davis, California, USA; 2Department of Epidemiology,
University of North Carolina, Chapel Hill, North Carolina, USA; 3Laboratory
of Genetic Ecotoxicology, Institute of Experimental Medicine, AS CR
and Health Institute of Central Bohemia, Prague, Czech Republic; 4Department
of Pediatrics, University of California, Davis, California, USA; 5Department
of Epidemiology and Biostatistics, University of California, San Francisco,
California, USA; 6Institute of Hygiene and Environmental
Medicine, University of Giessen, Giessen, Germany; 7Health
Institute Usti n.L., Branch Teplice, Czech Republic; 8Department
of Statistics, University of California, Davis, California, USA; 9Department
of Rheumatology, Allergy and Clinical Immunology, University of California,
Davis, California, USA Abstract Background: Few studies of air pollutants address morbidity in preschool children. In this study we evaluated bronchitis in children from two Czech districts: Teplice, with high ambient air pollution, and Prachatice, characterized by lower exposures. Objectives: Our goal was to examine rates of lower respiratory illnesses in preschool children in relation to ambient particles and hydrocarbons. Methods: Air monitoring for particulate matter < 2.5 µm in diameter (PM2.5) and polycyclic aromatic hydrocarbons (PAHs) was conducted daily, every third day, or every sixth day. Children born May 1994 through December 1998 were followed to 3 or 4.5 years of age to ascertain illness diagnoses. Mothers completed questionnaires at birth and at follow-up regarding demographic, lifestyle, reproductive, and home environmental factors. Longitudinal multivariate repeated-measures analysis was used to quantify rate ratios for bronchitis and for total lower respiratory illnesses in 1,133 children. Results: After adjustment for season, temperature, and other covariates, bronchitis rates increased with rising pollutant concentrations. Below 2 years of age, increments in 30-day averages of 100 ng/m3 PAHs and of 25 µg/m3 PM2.5 resulted in rate ratios (RRs) for bronchitis of 1.29 [95 % confidence interval (CI) , 1.07–1.54] and 1.30 (95% CI, 1.08–1.58) , respectively ; from 2 to 4.5 years of age, these RRs were 1.56 (95% CI, 1.22–2.00) and 1.23 (95% CI, 0.94–1.62) , respectively. Conclusion: Ambient PAHs and fine particles were associated with early-life susceptibility to bronchitis. Associations were stronger for longer pollutant-averaging periods and, among children > 2 years of age, for PAHs compared with fine particles. Preschool-age children may be particularly vulnerable to air pollution–induced illnesses. Key words: air pollution, bronchitis, children's health, infant, particulate matter, PM2.5, PAHs, polycyclic aromatic hydrocarbons, respiratory illness, volatile organic compounds. Environ Health Perspect 115: 1510–1518 (2007) . doi:10.1289/ehp.9617 available via http://dx.doi.org/ [Online 22 May 2007] Address correspondence to I. Hertz-Picciotto, Department of Public Health Sciences, Division of Epidemiology, TB #168 University of California, Davis, CA 95616 USA. Telephone: (530) 752-7844. Fax: (530) 752-3239. E-mail: ihp@ucdavis.edu This report is dedicated to the memory of Rebecca James Baker, my student, colleague, and friend, without whom this study would have been nearly impossible, or at best might have been a shadow of what it is. This paper represents an expansion of her dissertation. Her insights, patience, hard work, persistence and thoroughness, an understated acumen, and always, a quiet but powerful presence shine from every page. We gratefully acknowledge J. Dejmek, who initiated and directed the Pregnancy Outcome Study and made available the data collected in that study ; the hospital obstetric nurses who recruited mothers into the Immune Biomarker Study ; the hospital obstetricians who abstracted medical data ; the many pediatricians and pediatric nurses in the two districts who located families, collected the questionnaires, and abstracted the children's medical records ; L. Dostalova, who carried out virtually all of the follow-up data entry ; and E. Dejmkova, who assisted in secretarial tasks. This work was supported in part by the Czech Ministry of Environment (Teplice Program) , the U.S. Environmental Protection Agency (CR no. 820076) , the U.S. Agency for International Development, the Commission of the European Community (PHARE II, EC/HEA 18/CZ) , Health Effects Institute, National Institute of Environmental Health Sciences grants P30-ES05707, R01-ES11634, P01-ES11269, R01-CA96525, Fogarty International Center R03-TW007152-01A1, and U.S. Environmental Protection Agency STAR grants R829388 and RD-83154001. The authors declare they have no competing financial interests. Received 15 August 2006 ; accepted 22 May 2007. Correction In "Respiratory illnesses," some of the numbers of events under various ICD-10 codes ; the rates of croup in "Respiratory illness rates" ; and some values in Table 3 for "Day of the week" were incorrect in the manuscript originally published online. They have been corrected here. Also, different averaging periods are presented for correlations of temperature and air pollutants. A new paragraph on studies of PAHs has been added to the "Discussion." |
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Research linking air pollution with morbidity and
mortality indicates the strongest effects on the very young and the
elderly. Higher infant and early childhood mortality has been associated
with elevated ambient particle concentrations in Brazil (Penna and Duchiade
1991), Taiwan (Knobel et al. 1995), the Czech Republic (Bobak and Leon
1999), the United States (Woodruff et al. 1997), and Mexico (Loomis
et al. 1999). A recent review suggests that the most consistent associations
have been for respiratory causes of death in the postneonatal period
(Glinianaia et al. 2004a). In older, mostly school-age children, ambient
air pollutants have been associated with daily hospital admissions,
reduced lung function, reported respiratory symptoms, and increased
use of asthma medication (Millstein et al. 2004; Pope et al. 1991; van
der Zee et al. 1999).
Although the first few years of life are considered
an especially vulnerable period, few studies have examined air pollution
in relation to infant and early childhood morbidity. In Chile, Ostro
et al. (1999) found particulate matter < 10 µm in aerodynamic
diameter (PM10) to be associated with elevated daily counts
of emergency room visits for lower respiratory symptoms among children
< 2 years of age. Others (Farrow et al. 1997; Samet et al. 1993)
observed no association between indoor nitrogen dioxide concentrations
and incidence or severity of respiratory illness among infants.
Many constituents of ambient air pollution from
manufacturing, motor vehicles, and home heating are also components
of cigarette smoke, including PM and many polycyclic aromatic hydrocarbons
(PAHs). Exposure to environmental tobacco smoke (ETS) places children
at greater risk for low birth weight, perinatal mortality, deficits
in childhood growth, sudden infant death syndrome, middle ear disease,
bronchitis, pneumonia, cough, asthma, and wheeze (DiFranza and Lew 1995,
1996; Fox et al. 1990; Strachan and Cook 1997). DNA and hemoglobin adducts
and chromosomal aberrations are increased by transplacental ETS exposure
(Coghlin et al. 1991; Hansen et al. 1992).
Given the sparse literature on morbidity in infants
and preschool-age children, a birth cohort study was launched in 1994
in two districts in the Czech Republic as part of the Teplice program
of research on exposure, biomarkers, and health effects of ambient pollution
(S?rám et al. 1996). Teplice is a coal mining district with
numerous large power plants that historically supplied energy to much
of the former Czechoslovakia; it was known for its high levels of air
pollution. The other district, Prachatice, is characterized by light
industry and lower levels of particulate air pollution. We used data
from an intensive long-term air pollution monitoring program in both
districts to examine whether short-term exposures to ambient particulate
matter < 2.5 µm in aerodynamic diameter (PM2.5)
and PAHs would increase the risk for childhood respiratory illnesses
in the preschool period, after adjusting for household and other covariates.
Enrollment and data collection. From
May 1994 through March 1999, about 90% (n = 7,502) of women who
delivered in the districts of Teplice or Prachatice participated in
the Pregnancy Outcome Study (Dejmek et al. 2000). While in the hospital,
mothers completed questionnaires on work history, demographics, lifestyle,
and reproductive and medical histories.
A stratified random sample of 1,492 mother–infant
pairs from the Pregnancy Outcome Study was recruited into the Immune
Biomarker Study (IBS) (Hertz-Picciotto et al. 2002, 2005). Data on pregnancy,
labor, delivery, and the neonate were abstracted from the medical records
of IBS participants, including birth weight, length of gestation, maternal
hypertension and diabetes, and infant APGAR score. Sampling of low birth
weight and preterm births was at a higher fraction than that of normal
full-term infants. Sampling fractions increased in later years. The
overall sampling fraction was 20%.
The Czech Early Childhood Health (CzECH) study was
a longitudinal follow-up of the IBS births. Children born 1994–1996
were followed up at 3 years of age, and those born 1997–1998 were
followed up at 4.5 years of age. Thus, this cohort study followed up
each child once to obtain medical record and home environmental information.
Pediatricians and nurses identified the selected
children in their practices, administered informed consent, distributed
parental questionnaires, and abstracted the medical records. The use
of a uniform pediatric medical records form throughout the country facilitated
collection of International Classification of Diseases, Tenth Revision
(ICD-10; World Health Organization 1993) codes for all diagnoses during
physician visits or hospitalizations. Czech physicians assign ICD codes
as part of their regular practice. Data on all hospitalizations and
visits to specialists are forwarded to the primary physician, who in
this case was the pediatrician with whom the child was registered. In
the Czech Republic, each child is registered with a pediatrician. Participation
by pediatricians was 100%.
We conducted a validation study to determine how
diagnoses of bronchitis and croup are made in the two districts and
to assess consistency across practices and between the two districts.
Twenty-five pediatricians answered seven questions about their coding
of specific symptoms and use of specific ICD codes for various lower
respiratory illnesses (survey available on request).
The parental questionnaire asked about the child's
early environment: breast-feeding; day care or preschool attendance;
type of building construction for the home; home heating fuel; device
and fuel used for cooking; ages and smoking status of all household
members; and so forth. Forms were developed in Czech, translated into
English, revised, and back-translated. This study complied with all
applicable U.S. and international requirements and was approved by the
institutional review boards of the Regional Institute of Hygiene of
Central Bohemia, Prague; the University of North Carolina, Chapel Hill;
and the University of California, Davis, School of Medicine. All participants
gave written informed consent before data collection.
Respiratory illnesses. We focused
on lower respiratory illnesses (LRI) based on ICD-10 codes. The vast
majority were acute laryngitis and tracheitis (ICD-10 code J04) and
acute bronchitis (J20). We assessed two subsets:
First, croup was defined as acute infectious illness
with bark-like cough and inspiratory stridor. This category comprised
acute laryngitis and tracheitis (J04, n = 1,580) and acute obstructive
laryngitis (croup) and epiglottitis (J05, n = 2). Although the
subglottic space, which is the area of narrowing responsible for inspiratory
stridor and the seal-like barking quality of the cough, could be considered
part of either the upper or lower airway, for consistency with studies
such as the Tucson Children's Respiratory Study (Taussig et al.
1989) and the Multicentre Allergy Study Group (Illi et al. 2001), we
included croup with LRI.
Second, bronchitis/bronchiolitis was defined as
acute illness with lower airway sounds such as wheeze and rhonchi. This
category comprised acute bronchitis (J20, n = 2,566) and acute
bronchiolitis (J21, n = 1). Responses to the pediatrician survey
indicated that the distinction typically made in the United States between
bronchitis and bronchiolitis based on age of diagnosis is not used in
the Czech Republic.
Third, an overall category of LRI was defined as
any of the above diagnoses plus other chronic obstructive pulmonary
disease (COPD) (J44, n = 39), pneumonia (J12, J14, J15, J16,
and J18, n = 151), and asthma (J45, n = 47). Because of
small numbers, separate analyses were not conducted for COPD, pneumonia,
or asthma.
Exposure assessment. In January 1992,
the Czech Ministry of Environment, the Czech Institute of Hygiene, and
the U.S. Environmental Protection Agency (Pinto et al. 1998) initiated
an air monitoring program with sites in Teplice and Prachatice. Measurements
of PM2.5, PM10, and PAHs were performed daily
in November–March, every third day in April–June and September–October,
and every sixth day in July–August. Sulfur dioxide, oxides of
nitrogen, nitric oxide, NO2, and ozone were measured year-round
on a daily basis and were used, along with PAH and particle data, in
imputation for days without scheduled measurements of these latter two.
The assumed imputation model related the current log-transformed pollution
vector to an underlying vector pollution signal, with components consisting
of SO2, PM10, NOx, PM2.5,
and PAH. The underlying pollution signal was assumed to be a first-order
vector autoregressive process. Imputed values are the conditional expectations
for the missing data values, conditioned on past values of the series
itself and current and past values of the other series. Final imputed
values are the exponentially transformed values of the imputed logarithmic
values (Hertz-Picciotto et al. 2005; Little and Rubin 2002; Shumway
and Stoffer 2000).
Pollutants were measured in samples collected by
the Versatile Air Pollution Sampler (VAPS) device (Pinto et al. 1998).
Air is drawn through the VAPS inlet, which has a limit of 10 µm.
A virtual impactor separates the airflow into two channels that collect
fine particles (< 2.5 µm) and a third that collects coarse
particles (2.5–10 µm). Teflon filters collect the fine and
coarse particles, with mass determined gravimetrically using microbalances,
which undergo annual certification by the Czech Metrological Institute.
Quality assurance and quality control protocols were modeled after those
of the U.S. Environmental Protection Agency (1989).
In the second fine-particle channel, a 25
100 mm polyurethane foam (PUF) trap located downstream of a 47-mm quartz
filter collected gas-phase PAHs. Extraction from both the PUF trap and
the quartz filters was followed by high-performance liquid chromatography
analysis with a fluorescence detector and UV detector. Twelve PAHs were
measured in both the gas and particle phases and summed to create "total
PAHs": phenanthrene, anthracene, fluoranthene, pyrene, benzo[a]anthracene,
chrysene, benzo[b]fluoranthene, benzo[k]fluoranthene,
benzo[a]pyrene, dibenzo[ah]anthracene, benzo[ghi]perylene,
and indeno[1,2,3-cd]pyrene. Missing values for specific PAH compounds
were imputed following standard procedures (Little and Rubin 2002).
Elimination of interference was accomplished by
use of blanks, decontamination of all laboratory glassware using appropriate
solvents, and repurification of the extract before the analysis. External
standards were supplied by Dr. Ehrenstorfer GmbH (Augsberg, Germany).
Calibration was carried out at least once per week with at least five
concentration levels within the range of 5–1,000 ng/mL using a
linear response to analyte regression.
Statistical methods and data analysis. Data
management and preparation. Electronic data entry took place in
Prague. A secure Web-based data entry system designed at the University
of California, Davis, was used for the follow-up study. A 10% audit
indicated fewer than four entry errors per thousand fields. Statistical
programmers in the United States conducted extensive cleaning: Outliers,
implausible values, missing data, and inconsistencies were checked against
hard copies and, where necessary, one of us (M.D.) re-reviewed medical
records or re-contacted parents or physicians.
Identification of confounders. A three-pronged
strategy for identification of confounders involved review of the literature;
development of a causal diagram (directed acyclic graph; DAG) using
established or hypothesized associations among relevant variables (Hernan
et al. 2002); and empirical stratified analyses. Rates per child-month
of LRI/bronchitis/croup were calculated overall and within strata of
covariates, and rate ratios were determined. We also examined associations
of covariates with air pollution, and those that met criteria for potential
confounding or were predictors that, once controlled, did not open up
a backdoor path on the DAG were retained for inclusion in the initial
full multivariable models.
Multivariate analyses. To quantify associations
between air pollutant exposures and early childhood respiratory morbidity,
we fit generalized linear longitudinal models using the logit link and
binomial errors. The data set was structured with each observation representing
one child-day. Columns for time-dependent variables were exposure (e.g.,
average 30-day PAH exposure), illness event indicators, changing covariates
(e.g., age of child, current breast-feeding status, ETS), and calendar
factors (season, day of week). Time-invariant child-specific covariates
were also included (e.g., year of birth, sex).
The date of diagnosis in the medical chart served
as a proxy for the time of illness occurrence. Because parents do not
generally report back to the pediatrician when the child recovers, the
duration of illness is unknown. To ensure that only incident events
were analyzed, identical diagnoses within 1 month for the same child
were considered the same illness, and the 29 days after the date of
initial diagnosis were therefore filtered out. Pediatricians'
diagnoses recorded separated by ? 30 days were treated as separate
events.
For each outcome, we fitted a full model that included
PAH concentrations and potential confounders, after eliminating or combining
redundant or collinear variables. Subsequently, we removed variables
that did not predict the outcome with adequate precision (p >
0.15) and were not confounders (removal resulted in changes < 15%
in the estimated coefficient for PAHs). Once this set of predictive
covariates was determined, the same variables were retained for PM2.5 models
and in all sensitivity analyses. Only single-pollutant models were fit.
We used generalized estimating equations to adjust
for within-subject correlations arising from repeated days of observation
(Hertz-Picciotto et al. 2000; Zeger et al. 1988) and evaluated three
covariance structures: independent, autoregressive, and exchangeable.
The coefficients were essentially unchanged, and because the exchangeable
covariance matrix resulted in slightly smaller standard errors, it was
used in all further models. If some children are genetically predisposed
or at higher risk due to other unmeasured but relatively stable aspects
of their immediate environment, then the exchangeable covariance is
supported for biological reasons. Robust variance estimates were obtained.
We calculated the average 3-day air pollutant concentrations
using the same day and two previous days, and similarly for the 7-,
14-, 30-, and 45-day averages. We used the same averaging periods for
temperature. Long-term time trends were adjusted using a linear term,
because nonlinearity was not detected. To evaluate model fit, we calculated
Akaike Information Criterion (AIC) statistics (Akaike 1973). All models
were fit using SUDAAN statistical software version 8 (http://www.rti.org/sudaan)
with adjustment for the sampling design: stratified sampling without
replacement in strata defined by district, year of birth, and preterm
or low-birth-weight status. Inverse probability sampling weights were
used.
Odds ratios were estimated from the logistic model
for a fixed increase in concentration of PAHs (100 ng/m3)
or of PM2.5 (25 µg/m3). These values are
close to two standard deviations of the respective pollutant distributions
over the entire study period. Hence, the reported rate ratios are comparable
in this population for these two pollutants. Given the low probability
of an illness on a given day of life for a given child (0.003 for all
LRI), the odds ratios [exp(? g)] closely approximate the rate
ratios.
The effects of child's age and of breast-feeding
differed in children below versus above two years of age. To simplify
presentation, we constructed separate models for birth through 23 months
and for 2 to 4.5 years of age. We conducted sensitivity analyses using
the months with daily air pollutant monitoring only, and by restricting
the analysis to subjects for whom pollutant concentrations at their
residences would correspond closely to measurements at the fixed-site
monitors. Rather than a simple distance measure, one of the authors
(I.B.) used knowledge of the landscape and his expertise in air pollution
monitoring to assign levels of likely concordance between each household
and the monitors.
Air pollution. Concentrations of PAHs
and PM2.5 peaked in winter months (Figure 1). PM2.5
concentrations were generally higher in Teplice than in Prachatice,
but PAHs were similar until 1999. The mean daily PAH concentration during
the study period was 52.5 ng/m3 and the mean daily PM2.5
concentration was 22.3 µg/m3. On 10% of days, PAHs
exceeded 146 ng/m3 in Teplice and 104 ng/m3 in
Prachatice, and PM2.5 exceeded 52 µg/m3
and 35 µg/m3 in the two districts, respectively.
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Figure 1. Time series for daily PAHs (A)
and PM2.5 (B) in two districts of the Czech Republic, May
1994–August 2003.
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Table 1.

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Table 2.

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Table 3.

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Figure 2. Bronchitis RRs and 95% CIs for two air
pollutant classes: (A) PAHs and (B) PM2.5 ,
for children 0–2 years of age (upper panel for each pollutant) and 2–4.5
years of age (lower panel for each pollutant). In each set of panels, RRs
for five averaging periods for the pollutant are presented, with adjustment
for each of five averaging periods for mean daily temperature. Rank ordering
by goodness of fit (1 = best), calculated from the AIC, is shown by the numerals
above the 10 best-fitting models in each panel. Fit statistics spanned a rather
tight range. Notably, the strongest associations were not necessarily from
the best-fitting models.
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Table 4.

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Standard deviations of PAHs varied from 57 ng/m3
(for the 3-day average) to 46 ng/m3 (45-day average), and
of PM2.5 from 16 to 11 µg/m3. Thus, the
benchmark increments we used (100 ng/m3 PAHs, 25 µg/m3
PM2.5) are roughly two times the standard deviations of the
air pollutant distributions. The low variability during summer months
in air pollution, especially PAH exposures (Figure 1) implies that the
error introduced by imputation is likely to have been small.
Temperature averaged over 14 days showed a strong
negative correlation with 30-day averages of both PAHs (–0.86
in Teplice, –0.53 in Prachatice) and PM2.5 (–0.68
in Teplice, –0.58 in Prachatice).
Follow-up. Of 1,265 eligible families
for whom contact was attempted, response rates were 95% and 97% for
the 1994–1996 births and 1997–1998 births, respectively,
for a combined group of 1,133 children with complete data (Table 1).
Differences between the original Pregnancy Outcome Study cohort and
these 1,133 in the follow-up study were primarily related to the a
priori sampling design, based on variables such as year of
birth and district of residence; otherwise, demographic, lifestyle,
and newborn characteristics were generally similar, although mothers
of low parity were slightly more likely to participate, and Roma mothers
slightly less (Table 2).
Based on information collected at follow-up, 35%
of mothers smoked at some point after delivery, and in about half the
households another adult smoked. Coal was a fuel source in 10% of households.
About 88% of the children breast-fed: 50% for
? 4 months and 10% for > 1 year. Close to 60% lived in a household
with at least one other child. At 3 years, one-fifth had ever attended
day care or nursery school, compared with four-fifths of those followed
to 4.5 years of age.
Respiratory illness rates. The overall
rates for lower respiratory illness, bronchitis, and croup in children
< 2 years of age were 83, 55, and 27 per 1,000 child-months, respectively
(or expressed equivalently, 8.3%, 5.5% and 2.7% per month). Among those
? 24 months of age, the rates were 68, 38, and 28 per 1,000 child-months.
Notably, a sizable proportion of children contributed multiple events:
> 250 experienced four or more episodes of LRI separated by ?
30 days within the first 3 years of life. Because more than half of
the LRI events were bronchitis, we focused the presentation of results
on the latter.
Bivariate prediction of respiratory illness.
In bivariate analyses in children < 2 years of age, high
average PAH exposure for the previous 30 days (> 100 ng/m3)
was associated with bronchitis rates that were more than double those
of low exposure periods (previous month's average PAH < 40
ng/m3) (Table 3). Risk was similarly increased
after high PM2.5 exposure (30-day average > 50 vs. <
25 µg/m3). Bronchitis rates in this age group were
also higher in boys, children of mothers with lower education, and children
from homes with adults who smoke, or homes in which coal was used for
heating or cooking. Current or recent breast-feeding was protective,
as was older maternal age.
In children 2–4.5 years of age, patterns were
similar for air pollutants and most other factors, but attenuated for
smoking in the household, use of coal for heating/cooking, ethnicity,
and maternal education (Table 4). In 2- to 4.5-year-olds, day care or
preschool attendance conferred a 47% increase in bronchitis rates [rate
ratio (RR) = 1.47; 95% confidence interval (CI), 1.29–1.66].
Multivariate adjusted results. In
multivariable models, elevated rates of bronchitis in infants and toddlers
were observed with higher PAH exposures, especially for longer averaging
periods of 30 or 45 days (Figure 2). After adjustment for 14-day average
temperature and other covariates, an incremental increase in average
30-day PAH exposure of 100 ng/m3 was associated with
an RR for bronchitis from birth to 2 years of 1.29 (95% CI, 1.07–1.54)
(Table 3). Adjusted for 3-day average temperature, the RR was 1.49 (95%
CI, 1.24–1.80). Rates decreased on weekends and increased on Mondays
over other weekdays; rates were elevated in fall, winter, and spring,
compared with summer.
PAH associations with bronchitis were especially
strong in the older age group (2–4.5 years) for all averaging
periods of 7, 14, or 30 days (Figure 2). The 30-day PAH exposure increment
was associated with a multivariate adjusted RR of 1.56 (95% CI, 1.22–2.00)
adjusted for 14-day temperature (Table 4), and an RR of 1.77 (95% CI,
1.40–2.25) adjusted for 3-day temperature. The magnitude of the
increased risk varied from a low of 1.21 (3-day average PAHs adjusted
for 7-day average temperature) to a high of 2.20 (30-day average PAHs
adjusted for 45-day temperature) depending on choice of averaging periods,
but the finding of elevated bronchitis rates after high PAH exposures
was robust. Based on the AIC, using 14-day average temperature and 30-day
average PAHs always resulted in one of the three best-fitting models,
regardless of age group or air pollutant, though the differences in
AIC among the best five models were generally very small.
For PM2.5, the 30-day increment of 25
µg/m3, after adjustment for 14-day temperature, conferred
an RR of 1.30 (95% CI, 1.08–1.58) between birth and 2 years of
age. Generally, however, RRs tended to be lower than for the two standard
deviation increments of PAHs and were statistically significant less
often. From birth to 2 years, the strongest PM2.5 effects
occurred for 14-, 30-, or 45-day averages, especially when the temperature
averaging period was short. Above 2 years of age, although all point
estimates were positive, significant results for fine particles occurred
mostly with adjustment for the longest or shortest temperature averaging
periods (3, 30, or 45 days); the highest rate ratios in this age group
were for 30-day average PM2.5, similar to the results for
PAHs.
Because bronchitis represented most LRI events,
associations with the broader LRI category were similar to or slightly
lower than those for bronchitis alone (results available on request).
Despite strong associations of croup with PAHs in bivariate analyses
of children < 2 years of age, multivariable-adjusted models showed
no consistent pattern in relation to the air pollutants examined in
either age category (results available on request).
To evaluate the potential impact of errors introduced
through imputation, we conducted analyses for November–March only,
when PM2.5 and PAHs were measured daily. In the older preschool
children, the RR for 30-day PAHs increased markedly from 1.56 (95% CI,
1.22–2.00) in the year-round model to 1.75 (95% CI, 1.28–2.40)
in the model based on periods with daily monitoring, whereas the nonsignificant
result for 30-day PM2.5 remained nonsignificant (RR = 1.23,
95% CI, 0.94–1.62) in the year-round model compared with RR =
1.17 (95% CI, 0.85–1.60) in the 5-months-per-year model). In the
younger group, changes in RRs were small (from 1.29 to 1.16 for PAHs,
and 1.30 to 1.23 for PM2.5), possibly reflecting less time
spent outdoors. Sensitivity analyses restricted to residences with the
greatest probability that air pollution exposures are similar to measurements
at the monitoring site again showed stronger effects in the 2- to 4.5-year
olds for PAHs (RR = 1.74; 95% CI, 1.10–2.76) and for PM2.5
(RR = 1.33; 95% CI, 0.85–2.10), though the latter remained nonsignificant.
Removal of covariates one by one, except temperature, altered the air
pollutant RRs by < 20%.
This birth cohort study had daily air pollutant
data for 5 months each year, respiratory outcomes over a 10-year calendar
period, and individual-level time-varying home environmental factors
on > 1,000 children. It is the first study to relate a large database
of ambient PAH measurements to respiratory disease.
Early childhood respiratory illnesses account for
much of the morbidity in the youngest segments of the population. LRIs
are more serious than illnesses affecting upper airways, often resulting
in lost workdays for employed parents. In this study, LRI incidence
was 8.3 per 1,000 child-months, more than one event per year per child,
on average.
Our major finding is a clear demonstration that
PAHs were associated with a greater incidence of physician-diagnosed
LRIs, particularly bronchitis, in preschool children, even after adjustment
for temperature, season, calendar time trends, and multiple individual
characteristics. The strongest associations were observed in preschool
children ? 2 years of age; this group may have been either more
susceptible or more highly exposed for a given ambient level. Exposures
from ambient air pollution sources might be greater in the older children
if infants and young toddlers were kept indoors more, especially in
winter months when pollutant levels are higher. Associations of PM2.5 with
bronchitis in this age group were weaker and less consistent than for
PAHs. Croup was not associated with these pollutants after adjustment
for confounders.
Preschoolers > 1 year of age have been studied
very little: Research based on parental reports of symptoms showed elevated
rates of cough without a cold and wheeze in association with PM10
(Pierse et al. 2006), and of ear, nose, and throat infections in association
with higher PM2.5 (Brauer et al. 2002). A study similar to
ours (Pino et al. 2004) used physician diagnoses of Chilean infants
from 4 months to 1 year of age and reported that an average 10-µg/m3
increase in fine particles, lagged 9 days, was associated with a 9%
increased risk of wheezing bronchitis. We observed a similar increase
of 7% for all bronchitis when we calculated the RR for a 10-µg/m3
increment averaged over 14 days with no lag; our results were stronger
for longer averaging periods (? 30 days), which Pino and colleagues
did not examine.
We are aware of only a few other investigations
of children in which measurements of PAHs were obtained. Miller et al.
(2004) followed pregnant women in New York City who wore personal monitors
for 48 hr during the third trimester, and found that maternally reported
respiratory symptoms during the first 2 years of life increased with
PAHs among those children who were also postnatally exposed to environmental
tobacco smoke. Using a similar study design in Poland, with monitoring
during the second trimester, researchers observed high relative risks
for maternally reported barking cough, wheezing without cold, and other
symptoms, as well as longer duration of respiratory symptoms (Jedrychowski
et al. 2005).
Hospital admissions (Gouveia and Fletcher 2000)
and mortality (Loomis et al. 1999) in the first year of life are significantly
increased after episodes of high air pollution. Postneonates were the
most vulnerable to total and respiratory mortality in a Korean study
of PM10 (Ha et al. 2001). Two studies of linked birth–infant
death files also found that postneonatal mortality from respiratory
illness was increased by high exposures to ambient particles: Ritz et
al. (2006) examined average concentrations of PM10 for periods
of 2 weeks to 6 months before deaths of infants up to 12 months of age;
Woodruff and colleagues (2006) analyzed infants' lifetime average
exposure to PM2.5. Both studies observed a doubling of postneonatal
mortality in relation to particulate matter concentrations. A systematic
review of 15 studies of infant mortality and air pollution concluded
that results are most consistent for respiratory deaths in postneonates
(Glinianaia et al. 2004a). No overall association was observed between
hospitalizations of infants with bronchiolitis, primarily from respiratory
syncytial virus, and acute exposures to PM2.5, but elevated
risks were found for lags of 3–5 or 6–8 days among those
born at < 29 weeks gestation (Karr et al. 2006). However, subchronic
exposures, defined as exposures in the month preceding hospitalization,
were associated with higher risks for bronchiolitis in the first year
of life: An increase in PM2.5 of 10 µg/m3
was associated with a relative risk of 1.09 (95% CI, 1.04–1.14)
(Karr et al. 2007). Interestingly, if converted to the increment used
in our analyses, namely 25 µg/m3, the relative risk
for PM2.5 is 1.24, quite similar to the 1.30 that we
obtained for the first 2 years of life.
Temperature and air pollution are correlated with
each other, and both are associated with lower respiratory illness.
Regardless of the temperature adjustment, the association of PAH exposures
with bronchitis was strongest for the 30-day pollutant average. PAHs
were significant in all 25 models fit to the data on 2- to 4.5-year-olds,
and in 21 of 25 models in the younger age group. In contrast, associations
of PM2.5 with bronchitis were significant primarily for 30-
and 45-day averages in the younger age group, and for 3- to 30-day averages
in 2- to 4.5-year-olds, after adjustment for long averaging periods
of temperature.
We defined illness events using ICD-coded physician
diagnoses. Thus, the event must impel the parent to bring the child
to a physician, who must then make a correct diagnosis. All Czech citizens
are entitled to free, readily available medical care. Families usually
remain with one pediatrician. We attribute the low refusal rate in the
follow-up study (5.4% for births in 1994–1996, without incentives,
and 2.5% in 1997–1998 births, when incentives were offered) to
the close relationships between the family and the physician and nurses.
Ready access to and high utilization of physicians are demonstrated
by the completeness of immunizations: 98% of the children received a
complete series of four DPT (diphtheria–pertussis–tetanus)
injections, compared with 81% of U.S. children in 1997 (Centers for
Disease Control and Prevention 1999).
Studies of child morbidity often rely on parental
reports, usually collected retrospectively, which can be inaccurate
and highly subjective (Lara et al. 1998). In contrast, the validation
survey we conducted with 25 pediatricians indicated strong consistency
in coding symptoms of bronchitis and croup, and no differences between
districts (survey instrument and results available on request). Whatever
their limitations, physician diagnoses are recorded at the time of the
consultation and are more objective than parental reports and more complete
than hospitalizations alone. Moreover, because visits to specialists
or hospitals are forwarded to the primary physician in the Czech Republic,
diagnoses in this study included virtually all contacts with health
care providers.
We focused on episodes of LRI, which are more likely
to result in contact with the health care system than, for instance,
the occurrence of less serious illness, such as an upper respiratory
infection. However, because our primary air pollution comparisons are
temporal, not spatial, variation in health care utilization or diagnostic
practices (Howel et al. 2001) is less likely to be associated with pollution
and hence would not result in confounding. We also assessed possible
shifts in diagnostic practices or health care–seeking behavior
(results available on request), but found little evidence for time trends
or differences across districts. Had they existed, statistical adjustment
for calendar time and district would have controlled for them. We did
observe that children born in 1995 or 1996 appeared to experience higher
illness rates, respiratory and nonrespiratory, before 2 years of age.
Because both years were characterized by particularly high levels of
pollution, perinatal exposures may have influenced the health of these
birth cohorts.
Concentrations of organic pollutants and particles
in this study were, as previously reported (Hertz-Picciotto et al. 2005),
comparable to those recorded in a number of U.S., European, and Asian
cities (Naumova et al. 2002; Pinto et al. 2004). This similarity in
ambient air pollutant levels supports generalizability of our findings.
Moreover, whereas many air pollution studies have measurements only
every sixth day, we obtained daily data on PM2.5 and on both
gaseous and particle-bound PAHs for 5 months each year for 10 years,
and every-third-day measurements for another 5 months per year. Major
findings were similar or stronger in analyses of months with daily data
only. Availability of frequent measurements permitted accurate differentiation
of effects for different averaging periods.
We chose to examine fine rather than coarse particles
because, with only one monitor in each district, exposure misclassification
error would likely be lower. The striking findings for PAHs but not
for PM2.5 are unlikely to be an artifact; when we limited
analyses to children residing at closer distances or not separated from
monitors by topography, the patterns were similar: The RR for 30-day
PAHs increased from 1.56 to 1.74 in children > 2 years of age, and
the nonsignificant findings for PM2.5 remained so.
Potential mechanisms by which PAHs or PM2.5
may increase LRIs are numerous, including oxidative stress, structural
damage, efficient transport of pathogenic microbes, and immune dysregulation.
Oxidative stress is strongly correlated with organic carbon components,
specifically PAHs (Li et al. 2003). PAH constituents of diesel exhaust
particles catalytically generate reactive oxygen species, causing stress
to biological systems (Hiura et al. 1999). Several metabolic and cellular
activation pathways appear linked to PAHs, and may affect cytokine and
chemokine expression. (D'Arena et al. 1998). Particles can also
impair alveolar macrophage superoxide production (Kleinman et al. 2003),
which may in turn compromise the lung's ability to kill some respiratory
pathogens. Pathways involving immunologic alterations are supported
by our previous finding that PM2.5 exposures during the 14
days before delivery were associated with reduced T-lymphocyte percentages
and elevated B-lymphocyte percentages (Hertz-Picciotto et al. 2005).
Despite strong biological plausibility, our results
cannot be presumed to represent causal associations without further
investigation of the roles of other pollutants, such as O3,
PM10, carbon monoxide, NO2, and metals, which
have been associated with a variety of respiratory diagnoses (Fusco
et al. 2001; Gehring et al. 2002; Hruba et al. 2001; Ilabaca 1999; Lipsett
et al. 1997).
Sensitivity analyses exploring different averaging
periods for pollutants and temperature, different covariance assumptions,
the impact of imputation, and so forth, yielded consistent patterns
of results. Such robustness of the principal results to analytic decisions
strengthens the plausibility of a causal link. Overall data validity
was supported by confirmation of established risk and protective factors
(e.g., current breast-feeding, presence of other children in the household,
low maternal education, child's sex, and ETS exposure) (Koch et
al. 2003; Pino et al. 2004).
To summarize, this study demonstrated strong associations
of PAHs with lower respiratory illnesses, especially bronchitis, in
children between birth and 4.5 years of age. These associations are
unlikely to have been confounded, subject to the caveat that we did
not examine other components of ambient air pollution or meteorologic
covariates besides temperature. Strengths of the study include participation
of all physicians and high retention rates, which minimized the possibility
of selection bias; the high quality and intensive air monitoring program;
and a wealth of covariate data that were well controlled in the statistical
analysis, including breast-feeding, day care attendance, indoor sources
of air pollution, ambient temperature, and season. The case for generalizability
of the results, should they prove to be causal, is strong, given that
the analysis accounted for sampling fractions and that exposure levels
were comparable to those in cities throughout western Europe, the United
States, and elsewhere. Experimental research suggests that a causal
relationship with PAHs and PM2.5 is plausible, though our
data support the former more than the latter. Whereas ambient air quality
standards focus on particulate matter and gaseous pollutants such as
SO2, CO, and O3, PAHs are ubiquitous, and few
epidemiologic studies have examined their associations with morbidity.
This study indicates that short-term exposures to PAHs may represent
a significant public health threat to children.
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