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1Atmospheric Research and Exposure Assessment Laboratory, U.S. Environmental Protection Agency, Reston, Virginia
2Research Triangle Institute, Research Triangle Park, North Carolina
3Battelle Memorial Institute, Columbus, Ohio
Key words: breath measurements, volatile organic compounds, benzene, aromatics, aliphatics, terpenes, halocarbons, chlorinated chemicals, TEAM Study
This paper was presented at the Conference on Air Toxics: Biomarkers in Environmental Applications held 27-28 April 1995 in Houston, Texas. Manuscript received 24 May 1996; manuscript accepted 5 June 1996.Address correspondence to Dr. L. Wallace, Atmospheric Research and Exposure Assessment Laboratory, U.S. EPA, 11568 Woodhollow Court, Reston, VA 22091. Telephone: (540) 341-7509. Fax: (703) 860-0678. E-mail: wallace.lance@epamail.epa.gov
Abbreviations used: API, atmospheric pressure ionization; GC-MS, gas chromatography-mass spectroscopy; MS-MS, tandem mass spectroscopy; MTBE, methyl-tert-butyl ether; PBPKs, physiologically based pharmacokinetics; TEAM, total exposure assessment methodology; TLV, threshold limit value; U.S. EPA, U.S. Environmental Protection Agency; VOCs, volatile organic compounds.
The use of breath analysis in environmental applications is recent and is not yet widespread. Nonetheless, in the short time of its use, a number of discoveries of importance have been made, and the future appears bright for this branch of analysis. In this paper, the basic concepts and methodology of breath analysis are briefy presented. The history of breath analysis as employed in the U.S. Environmental Protection Agency (U.S. EPA) studies (and a few studies sponsored by other organizations) is also summarized. New methods and future directions of research are described.
Having a reasonable estimate of the partition coeffcient allows us to estimate the arterial blood concentration from the breath measurement. Provided we have some model of the distribution of the chemical in the body, knowing the blood concentration then allows estimation of concentrations in other body tissues.
Pharmacokinetic models are all based ultimately on mass-balance considerations. Differential equations for different compartments (liver, other organs, muscle, fat, etc.) are developed and solved, usually numerically. Historically, a number of simplifying assumptions were made that allowed analytic solution of the equations for certain simple inputs (a single bolus, or a constant exposure at high concentrations); these solutions were generally in the form of exponential functions with different parameters for each compartment (12-13). For example, assuming someone without previous exposure to a particular VOC is suddenly exposed to a constant high concentration Cair, the alveolar breath concentration Calv is given by (14):
Calv = fCair ai [1-exp(-t/
i)] [1]
where f=fraction of parent compound exhaled at equilibrium; i=residence time in ith compartment; ai=fraction of breath concentration contributed by the ith compartment at equilibrium (t=(infinity)); t=time of exposure (t=0 at start of exposure); and
ai=1.
One important parameter in these compartmental models is the residence time, i, for the ith compartment. This is the time it takes for the chemical to decline to 1/e of its initial concentration in the compartment, assuming all other compartments are at zero concentration. A series of chamber studies sponsored by the U.S. EPA have provided estimates of
i for i=1...4 for a number of VOCs (14).
A second important parameter in the compartmental models is the fraction, f, of the chemical exhaled under steady-state conditions. This is particularly important for environmental considerations because it may often be the case that persons under normal conditions are at or near equilibrium with their chemical environments; in such a case, multiplying the breath measurement by 1/f is quite a good estimate of their long-term average normal exposure. Later we provide estimates of f for a number of chemicals obtained from the U.S. EPA-sponsored feld and chamber studies.
Recently, with the advent of more powerful computers, the equations have been solved numerically. This has allowed more realistic consideration of physiological processes and has led to a class of models known as physiologically based pharmacokinetic (PBPK) models (15). Although these models are powerful and have a number of successful applications, they require knowledge of a much larger number of parameters, some of which are diffcult to obtain quantitative information on; thus there is some question of how unique their parameter estimates are (16).
An improvement to this method was developed after completing the TEAM Studies and was used in a series of feld and chamber studies. The method (22-24) employs a charcoal face mask to allow breathing clean air without the need for a cylinder of clean air and a separate inhalation bag. Several (2-4) breaths are taken through the charcoal flter to fush the alveoli and bronchial tubes of ambient air before collecting the breath sample. The exhalation bag is replaced by an evacuated electropolished 1.8-liter stainless-steel cylinder with a critical orifce (although other suitable collecting devices such as Tenax or other sorbents could also be used). The subject exhales through a 1-m long perfuoroethylene tube, which retains the latter part of the breath (the alveolar portion) for a few seconds during the resting and inhalation parts of the respiration cycle, during which time the alveolar air in the tube is pulled into the cylinder through the critical orifce. The canister collects approximately 98% alveolar air. About 12 breaths are collected over an 80-sec period. The method is readily deployable in the feld; electrical power is not needed, and the entire set of equipment fts into a metal carrying case about the size of a suitcase. The cycle time (from beginning to collect one breath sample until readiness to collect another) can be as short as 3 min. A miniature version of the system was made and validated for use in space fight (25).
Recently, a single-breath method has been developed (26). The subject breathes directly into a 1-liter evacuated cylinder through a strawlike attachment; after wasting the frst (dead space) portion of the breath, the subject opens the valve on the cylinder to allow collection of the second (alveolar) portion. The cycle time is reduced to approximately 1 min. The new method allows for immediate collection following exposure, thus documenting the maximum breath (and therefore blood) concentration attained during the exposure period. Also, a much more fnely detailed picture of the decay curve during the frst few minutes of rapid decay can be achieved.
Together with the new sampling method, a three-step sequential analytical approach was developed (27). In the frst step, only the carbon dioxide level in the sample is quantifed. This allows an estimate of the amount of dead space air included in the sample. Since CO2 in alveolar air is about 4 to 5%, compared to only 0.035% in outdoor air, a sample including a mixture of alveolar and dead space air will have an intermediate level of CO2. Determining the CO2 level allows a quantitative adjustment of the subsequent trace-level determinations to more nearly estimate the alveolar air concentration. Although CO2 levels vary from person to person according to several factors (such as metabolic rates and the amount of time the breath is held before providing a sample), the CO2 concentrations should be steady over any given series of breath measurements for a single subject. Deviations from the average established for each person permit correction of the measured VOC levels. In the second step, the sample is analyzed for volatile endogenous compounds such as acetone and isoprene, which are found at levels approaching 1 ppm by volume. This step is also capable of quantitating polar compounds such as methanol, ethanol, dimethyl sulfde, and 2-propanol at parts per billion levels. Finally, in the third step the sample is analyzed in detail for the remainder of the VOCs at subparts per billion levels.
A few years ago, Kelly and co-workers (28) developed a new exhaled breath interface that allows continuous real-time analysis of undiluted breath. The system takes advantage of the high sensitivity and specifcity of tandem mass spectrometry (MS-MS) by coupling the exhaled breath inlet to a direct air sampling source [e.g., atmospheric pressure ionization (API) or glow discharge ionization source] and an MS-MS instrument (e.g., triple-stage quadrupole or ion trap mass spectrometer) (29). The subject inhales clean air from a suitable source and exhales directly into the breath interface. The inlet requires no attention from the subject and provides a constant fow of exhaled air into the mass spectrometer. Trace chemicals in the breath are immediately ionized, and compounds of interest are isolated according to mass. The selected masses are dissociated, and the fragments are identifed and quantifed. This direct air sampling MS-MS technique thus offers a means of extracting the VOCs directly from the exhaled breath matrix and eliminates the preconcentration step that normally precedes exhaled breath analysis by GC-MS.
The method was tested in pilot studies to measure dimethyl sulfde (which has been shown to be elevated in breath levels of person with liver disease) in breath of healthy people; lactic acid in breath during physical exercise (28); and the elimination of 1,1,1-trichloroethane from breath of a machine shop worker, sampling at 5.5-sec intervals over a 20-min period immediately after exposure (29). The data from the latter experiment were evaluated in terms of a two-compartment model of the body. The residence time for the frst compartment was estimated to be 1.2 min and for the second compartment to be 17 min. The method is capable of analyzing both polar and nonpolar organics. Detection limits for certain compounds measured with the API source, such as dimethyl sulfde, are as low as 5 ppt. Most other VOCs exhibit detection limits in the low parts per billion range with either the API/triple quadrupole or glow discharge/ion trap system [(30,31); Gordon et al. unpublished results].
In a recent study designed to validate a PBPK model, Thrall and Kenny (32) developed a real-time technique to quantitatively measure the concentration of exhaled breath VOCs using laboratory rats. Breath samples are collected using a specially designed manifold in which up to four rats can be attached to the manifold via nose-only restraint tubes. The exhaled breath from the rats exits the nose ports and is driven into a common mixing chamber by a continuous fow of supplied breathing air. Samples for analysis by either API/triple quadrupole or glow discharge/ion trap tandem mass spectrometry are continually drawn from the contents of the mixing chamber. Detection limits for the target compound, carbon tetrachloride, are in the range of 2 to 10 ppb.
The highly compact Teledyne 3DQ Discovery ion trap mass spectrometer is expected to form the nucleus of a feld-deployable MS/MS system for real-time monitoring of VOCs in breath (and air) (30). The U.S. EPA's Atmospheric Research and Exposure Assessment Laboratory has instituted a cooperative agreement with Battelle Memorial Institute to refne the technique for applications in assessing human exposure.
Several special TEAM studies were also undertaken, most of which included breath sampling. For example, breath and mothers' milk samples were analyzed for the target VOCs in a subsample of 17 nursing mothers selected from the Elizabeth-Bayonne, New Jersey, area (43-45). Breath samples were also collected at home and at work from workers in three dry cleaning shops (46-48).
The suitcase sampler was used (49) to evaluate total benzene body burden resulting from a 20-min shower using gasoline-contaminated groundwater. About 10 breath samples were collected during the 3 hr following the end of exposure.
More recently, the suitcase sampler was used in the Lower Rio Grande Valley Environmental Scoping Study (Buckley et al., unpublished data). However, due partly to using unsuitably high calibration standards, the detection limit was too high (on the order of 1 µg/m3) and yielded detectable levels in only 5 (2.6%) of the possible 189 breath samples.
Later chamber studies (53-60) employed the suitcase sampler developed by Pellizzari. Persons were monitored immediately after leaving commercial establishments with expected high levels of some VOCs and were also exposed for controlled time periods (2, 4, or 10 hr) to high, constant levels of selected VOCs in a chamber. Decay periods of 2, 4, and fnally 24 hr were prescribed, during which up to a dozen or so breath samples were taken. This series of studies has resulted in estimates of f and i for four compartments, including blood and fat as well as organs and muscle.
More recently, Buckley et al. (82) studied uptake and decay in breath during inhalation exposure to methyl-tert-butyl ether (MTBE). Two persons were exposed to constant levels of MTBE for 1 hr in a room-sized environmental chamber. Breath samples were collected using the suitcase sampler during uptake and decay for 7 hr following exposure.
Daytime median 12-hr average personal exposures and subsequent breath concentrations are provided in Table 1 for 18 prevalent chemicals from four chemical classes. Because of the possible contamination of the Tedlar bags by van exhaust fumes during the frst (1981) New Jersey trip, the breath values for gasoline-related VOCs such as the aromatic compounds may be erroneously high for this frst visit. Also, during the second (summer 1982) trip to New Jersey, contamination of the Tenax cartridges during storage in a hotel that had been recently renovated may have affected the results for both air and breath values; blank values were unusually high and variable, and thus the estimated values are uncertain, although the direction of error cannot be determined.
Because all residents were visited at home in the evening to obtain their breath samples, and because more than 75% of them had been home for a number of hours before the sample was taken, it is likely that most were being sampled under normal or typical conditions. This makes it probable that the blood and breath concentrations for many of the residents were close to equilibrium with their surroundings. Even for those not close to equilibrium, it seems likely that for most chemicals roughly equal numbers of persons were either above or below their equilibrium breath concentrations. By this reasoning, the ratio of the median values for the breath and personal air concentrations of the participants should be close to the equilibrium value of f. The chamber studies provide an independent estimate of f, although for a much smaller population. The estimates of f obtained from the feld and chamber studies are compared in Table 2.
Perhaps the most striking evidence of the importance of making breath measurements was the discovery that the single most important source of exposure to both benzene and styrene for some 50 million Americans is active smoking. The personal monitor detected a modest increase of about 50% in personal air exposures, but the breath values documented a 6- to 10-fold increase in benzene and styrene concentrations in the breath of smokers (Figure 1).
Figure 1. Benzene and styrene concentrations in exhaled breath of smokers and nonsmokers. Data from the U.S. EPA TEAM Studies of 200 smokers and 300 nonsmokers (39).
In the benzene shower study described above, the decay curve was not at all similar to the decay curves previously noted for benzene and other aromatics, suggesting that a second pathway (presumably dermal) was contributing to the uptake and decay of benzene. By assuming an expected decay due to inhalation only and subtracting the expected breath levels from the observed values, Buckley et al. (unpublished data) derived an estimate of the contribution of dermal absorption to total body burden.
The chamber studies discussed above provide estimates (Table 3) of the residence times, i, for nine VOCs drawn from three classes: aliphatic, aromatic, and halogenated hydrocarbons. Using the average values of f and
i for each of these three classes, the observed breath concentrations during the postexposure period for all fve subjects during the chamber studies can generally be predicted to within 30%, except at the very end of the decay curve, when concentrations approach the detection limit (Figure 2).
Figure 2. Residual errors from a four-compartment ft to observed breath concentrations of four aromatic chemicals in a chamber study of fve subjects. Subjects were exposed for 10 hr to a constant concentration of toluene, ethylbenzene, p-xylene, and o-xylene. The ft is to the subsequent 24-hr decay while the subjects were in a clean environment. Only one set of parameters (the residence time for each of the four compartments averaged over all four compounds and all fve subjects) was used in the model. Virtually all observed points are within 30% of the predicted values except for the fnal measurements, which are close to the detection limit of the method (81).
The more recent chamber study of MTBE mentioned above resulted in a three-compartment model ft to MTBE breath decay (Figure 3) yielding residence times for the frst compartment of 2 to 5 min, for the second compartment of 20 to 50 min, and for the third compartment of 5 to 12 hr. Thus, the residence times for MTBE appear to be roughly similar to those calculated for other (nonpolar) VOCs. Values of f for a 226-lb male and a 147-lb female were calculated to be 0.46 and 0.6, respectively. The blood-breath partition coeffcient was calculated to be in the range of 15 to 20, based on simultaneous blood measurements in both subjects; however, the likelihood that MTBE, a polar chemical, might be absorbed in the mucous membranes, resulting in larger differences than usual between the measured exhaled breath and the alveolar concentration, made this estimate uncertain.
Figure 3. A three-compartment ft to the observed breath values of methyl-tert-butyl ether (MTBE) for one subject during a 1-hr exposure followed by a 7-hr decay period. The residence times are on the order of 2 min, 17 min, and 4.5 hr for the frst three compartments. The "sawtooth" portion of the curve during the exposure period results from the subject breathing pure air for 2 min at a time while providing a breath sample (Buckley TJ, in preparation).
It is relevant to note that breath sampling was initially selected for the TEAM Studies in preference to blood sampling for two major reasons: a) Breath sampling is more sensitive than blood sampling. A typical limit of detection for many VOCs in breath is 0.2 µg/m3. Depending on the partition coeffcient, this corresponds to part-per-trillion levels in blood, which are extremely diffcult to quantitate adequately. b) Breath sampling is more acceptable to people than blood sampling. The method is noninvasive and easily mastered by young and old. For population-based studies such as TEAM, it is particularly important to achieve a high response rate, and blood sampling would no doubt have depressed the response rates of 50 to 60% normally achieved in the TEAM Studies.
Having trustworthy estimates of the main breath parameters (f and ) is important in several ways. For example, in designing chamber studies, it is important to time the collection of the breath samples to gain maximum effciency in defning the decay curve. Typically, two measurements bracketing each expected residence time,
i, are about the minimum required to delineate the decay curve adequately. Also, knowing the expected value of f helps to determine the initial exposure concentration required to assure detectable concentrations at the end of the decay period.
The values of f estimated from the feld studies are generally similar to the values determined from the chamber studies; therefore it appears that they can be used with some confdence to estimate the relationship between airborne exposure and resulting body burden. In two cases (chloroform and limonene) f exceeds 1. Of course, the reason for this is that both chemicals have major routes of exposure other than the air. Chloroform is contained in drinking water, soft drinks, and dairy products (33,50,51); limonene in citrus fruits, soft drinks, and other foods. However, it appears that for all the other target chemicals, air provides 95 to 100% of the total exposure.
The residence times are quite similar from one chemical to another. It appears that for all these VOCs, an initial residence time on the order of 3 min, and a secondary one on the order of 30 min, is not a bad approximation. Fewer data are available for the third and fourth residence times, due partly to the diffculty of keeping subjects for 24 hr in a completely clean background. Thus, the residence time estimates for muscle and fat tissues of about 3 hr and about 3 days, respectively, are more uncertain than for the vessel-rich tissues.
An important use of breath sampling is in estimating dermal absorption of VOCs. In one study, breath samples were collected from volunteers who took showers with and without rubber suits to isolate the contributions of inhalation and dermal absorption of chloroform (64,65). The breath levels were about twice as high in persons who showered without the rubber suits, suggesting that dermal absorption accounted for about half of the total chloroform uptake during the showers.
More recently, a study of swimmers at an indoor pool in which the chloroform content of the water was regulated showed that breath concentrations after normal swimming were about 4 times higher than those after swimming with a scuba tank supplying pure air (66). The authors concluded that dermal uptake was thus responsible for about 25% of the total chloroform uptake during swimming. [The difference between their results and the earlier ones from the shower studies (64,65) was attributed to the hotter temperature of the shower water and possibly the permeability-affecting properties of the soap and shampoo used in the shower.] Other studies of chloroform exposure in showers or swimming pools have also utilized breath samples as an estimate of combined inhalation and dermal exposure (67-70).
An interesting recent hypothesis is that exhaled breath may not only refect exposure but also cause it. Using data from the TEAM Study of dry cleaners mentioned earlier, which found breath values of 10,000 to 25,000 µg/m3 in the workers and elevated home air values of about 100 µg/m3, Thompson and Evans (71) used a PBPK model to estimate that all or a portion of the increased home air levels could have been introduced from the workers' breath.
Another area where breath sampling could be useful is in relating compounds in breath to disease, perhaps as early warning markers for lung cancer (72,73). Related studies have identifed a marker of active smoking in smokers' breath: 2,5-dimethylfuran (74,75). This marker may even be useful in identifying exposure to environmental tobacco smoke (76). Other diseases for which breath sampling has been used as a diagnostic tool include malabsorption syndrome and pancreatic damage, both of which result in increased amounts of hydrogen in breath following a dose of certain sugars (77), and peptic ulcers and chronic gastritis due to Helicobacter pylori infections, which can create CO2 in the breath by using the urease enzyme found in these bacteria to metabolize urea, which is otherwise not metabolized by the stomach (4). Breath sampling has also been used in identifying exposure to VOCs in confned spaces, such as submarines (78).
Unfortunately, few data are available on simultaneous measurements of blood and breath on the same subjects at environmental levels of exposure; such data would be extremely useful in determining how well the partition coeffcients obtained in chamber studies and occupational (high-exposure) situations apply to low-exposure environmental conditions. Some studies (10,11) suggest that blood-breath ratios at low concentrations may be 2 to 3 times the ratios at high concentrations. A possible explanation for this phenomenon is the sequestering of a portion of the inhaled chemical by proteins in the blood (79). If the capacity of the proteins is relatively small, they would become saturated as concentrations increased, and the laboratory values of the partition coeffcient would be approached.
In the absence of such simultaneous blood and breath measurements at environmental levels of exposure, it is possible to arrive at a rough estimate of blood-breath ratios at low levels by comparing the TEAM Study results on breath levels of representative subpopulations with the National Health and Nutrition Examination Survey study results on blood levels of a nationwide sample (80). Provided that the two populations are roughly comparable, this comparison (Table 4) suggests that the blood-breath ratio increases at the mean compared to the 95th percentile; the increase is greater at lower percentiles, such as the median.
We conclude that breath sampling is a fertile and developing scientifc discipline with much promise for providing useful data on scores or hundreds of VOCs of present or future interest.
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Last Updated: January 27, 1998